Ronald S. Phillips

CENTURY INVESTMENTS

Pueblo, CO 81008

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CRD#: 4286603

Professional summary

Ronald Stephan Phillips is a registered financial advisor currently at CENTURY INVESTMENTS located in Pueblo, Colorado.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Ronald has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Evergrowth Media LLC; PO Box 8485, Pueblo CO 81008; publisher - monthly paper - receive ad revenue and pay bills; 02/21/2018; 1.00 Hour(s) Per Day - during securities trading hours; Not investment-related Century Insurance; 2099 W. US Highway 50 #130-C, Pueblo, CO 81008 - independent insurance agent - 12 hrs/mo - investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Stephan Phillips's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 21, 2025 - Present

CENTURY INVESTMENTS

Office #1: 2099 W. Us Highway 50 #130-c, Pueblo, CO 81008

RIA

CRD#: 305829

Pueblo, CO

Past

January 17, 2024 - December 31, 2024

CENTURY INVESTMENTS

RIA

CRD#: 305829

PUEBLO, CO

Past

November 18, 2019 - December 31, 2023

CENTURY INVESTMENTS

RIA

CRD#: 305829

PUEBLO, CO

Past

September 8, 2003 - November 25, 2019

STIFEL INDEPENDENT ADVISORS, LLC

RIA

CRD#: 28218

PUEBLO, CO

Past

September 8, 2003 - November 25, 2019

STIFEL INDEPENDENT ADVISORS, LLC

CRD#: 28218

PUEBLO, CO

Past

June 15, 2001 - September 17, 2003

PIPER SANDLER & CO.

RIA

CRD#: 665

PUEBLO, CO

Past

January 29, 2001 - September 17, 2003

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

December 4, 2000 - January 29, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/30/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/9/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/1/2000

General Securities Representative Examination

Current Firm

CENTURY INVESTMENTS

CENTURY INVESTMENTS | EVERGROWTH HOLDINGS, INC.

CRD#: 305829 / SEC#:

Colorado

Registered Investment Advisory firm - (12/20/2019 Approved)

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Contact information

Main Address

2099 W. Us Highway 50 #130-c, Pueblo, CO 81008

Mailing Address

Phone number

(719) 545-6442

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronald S. Phillips

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Stephan Phillips's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTURY INVESTMENTS

CENTURY INVESTMENTS

STIFEL INDEPENDENT ADVISORS, LLC

STIFEL INDEPENDENT ADVISORS, LLC

PIPER SANDLER & CO.

PIPER SANDLER & CO.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/30/2000

SIE

Date: 10/1/2018

Series 31

Date: 1/9/2001

Series 7

Date: 12/1/2000

Current Firm

CENTURY INVESTMENTS

Contact information

Documents

Red Flags

Company Information

CENTURY INVESTMENTS

TRUST BUT VERIFY

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