ES
Evan C. Serton
COHEN & STEERS SECURITIES
New York, NY 10036
Some features on this profile are disabled
CRD#: 4286147
ES
Professional summary
Evan Clay Serton is a registered financial professional currently at COHEN & STEERS SECURITIES, LLC located in New York, New York.
Evan is registered as a RR (Registered Representative) and started their career in finance in 2001. Evan has worked at 4 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Evan Clay Serton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2006 - Present
COHEN & STEERS SECURITIES, LLC
Office #1: 1166 Avenue Of The Americas 30th Floor, New York, NY, 10036BD
CRD#: 29258
New York, NY
Past
May 30, 2003 - September 19, 2006
DEAM INVESTOR SERVICES, INC.
BD
CRD#: 754
NEW YORK, NY
Past
October 4, 2001 - May 30, 2003
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
January 3, 2001 - August 7, 2001
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/19/2022)
RR
Alaska(4/19/2022)
RR
Arizona(4/19/2022)
RR
Arkansas(4/19/2022)
RR
California(4/19/2022)
RR
Colorado(4/19/2022)
RR
Connecticut(4/19/2022)
RR
Delaware(4/19/2022)
RR
District of Columbia(4/19/2022)
RR
Florida(4/19/2022)
RR
Georgia(4/19/2022)
RR
Hawaii(4/19/2022)
RR
Idaho(4/19/2022)
RR
Illinois(4/19/2022)
RR
Indiana(4/19/2022)
RR
Iowa(4/19/2022)
RR
Kansas(4/19/2022)
RR
Kentucky(4/19/2022)
RR
Louisiana(4/19/2022)
RR
Maine(4/19/2022)
RR
Maryland(4/19/2022)
RR
Massachusetts(4/19/2022)
RR
Michigan(4/19/2022)
RR
Minnesota(4/19/2022)
RR
Mississippi(4/19/2022)
RR
Missouri(4/19/2022)
RR
Montana(4/20/2022)
RR
Nebraska(4/19/2022)
RR
Nevada(4/19/2022)
RR
New Hampshire(4/19/2022)
RR
New Jersey(4/19/2022)
RR
New Mexico(4/19/2022)
RR
New York(10/11/2006)
RR
North Carolina(4/19/2022)
RR
North Dakota(4/19/2022)
RR
Ohio(4/20/2022)
RR
Oklahoma(4/19/2022)
RR
Oregon(4/19/2022)
RR
Pennsylvania(4/19/2022)
RR
Puerto Rico(4/19/2022)
RR
Rhode Island(4/19/2022)
RR
South Carolina(4/19/2022)
RR
South Dakota(4/19/2022)
RR
Tennessee(4/19/2022)
RR
Texas(4/19/2022)
RR
Utah(4/19/2022)
RR
Vermont(4/19/2022)
RR
Virgin Islands(4/19/2022)
RR
Virginia(4/19/2022)
RR
Washington(4/19/2022)
RR
West Virginia(4/19/2022)
RR
Wisconsin(4/19/2022)
RR
Wyoming(4/19/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
C&
COHEN & STEERS SECURITIES, LLC
COHEN & STEERS SECURITIES, INC. | COHEN & STEERS SECURITIES, LLC
CRD#: 29258 / SEC#: , 8-44123
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1166 Avenue Of The Americas 30th Floor, New York, NY 10036
Mailing Address
1166 Avenue Of The Americas 30th Floor, New York, NY 10036
Phone number
(212) 832-3232
Established
Delaware since 11/13/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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