Gail M. Tshudy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gail Marjorie Tshudy, CFP®, who also goes by Gail Marjorie Purcell, was a registered financial professional .
Gail is a previously registered financial professional and started their career in finance in 2008. Gail had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2017 - April 10, 2026
VANGUARD ADVISERS, INC.
December 28, 2015 - April 10, 2026
VANGUARD MARKETING CORPORATION
August 24, 2015 - December 11, 2015
ELANA ADVISORY SERVICES, LLC
August 27, 2013 - December 31, 2014
GRADIENT SECURITIES, LLC
January 17, 2012 - August 29, 2013
WALNUT STREET SECURITIES, INC.
January 3, 2012 - August 29, 2013
WALNUT STREET SECURITIES, INC.
January 14, 2011 - December 31, 2011
SUNBELT SECURITIES, INC.
March 25, 2010 - December 21, 2010
EVOLVE INVESTMENT ADVISORS
April 9, 2009 - December 31, 2010
EVOLVE SECURITIES, INC.
January 1, 2008 - December 31, 2010
EVOLVE SECURITIES, INC.
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
