Robert F. Kellis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Francis Kellis JR. was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2023 - December 2, 2024
ASCENT FINANCIAL GROUP
July 31, 2018 - July 31, 2023
LPL FINANCIAL LLC
July 31, 2018 - December 18, 2023
LPL FINANCIAL LLC
January 1, 2004 - August 15, 2018
CETERA ADVISORS LLC
January 1, 2004 - August 15, 2018
CETERA ADVISORS LLC
December 12, 2000 - January 1, 2004
IFG ADVISORY SERVICES INC
November 7, 2000 - January 2, 2004
IFG NETWORK SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ASCENT FINANCIAL GROUP
CRD#: 325706 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 441 |
| AUM (Assets Under Management) | $ 82,594,736 |
Red Flags
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