CW
Clinton T. Walkner
WALKNER CONDON FINANCIAL ADVISORS LLC
MADISON, WI 53711
Some features on this profile are disabled
CRD#: 4285175
CW
Professional summary
Clinton Thomas Walkner, who also goes by Clint Thomas Walkner, is a registered financial advisor currently at WALKNER CONDON FINANCIAL ADVISORS LLC located in Madison, Wisconsin.
Clinton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Clinton has worked at 8 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Clint Thomas Walkner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Nakoma Golf Club; not investment related; business is located at 4145 Country Club Rd, Madison, WI 53711; Description of the business: Golf/Country Club. Position Title: Board of Director Member. Duties: I attend meetings and help make decisions in the best interests of our club. Start date: 05-01-2023; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2. 2) ManBearPig Industries LLC; not investment related; business is located at 7640 English Daisy Ct., Verona, WI 53593. Description of the business: This is a pass-through LLC where my wife and I made one private investment in a restaurant. Position Title: Member. Duties: No ongoing duties. Start date: 05-01-2022; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0. 3) WC Tax Services LLC, not investment related, 3418 Monroe Street, Madison, WI 53711, tax preparation, Partner, 1/1/2025, 1 hours per month devoted to business, 0 hours per month during trading hours. Duties are ownership only.
CRS (Client Relationship Summary) - RIA
Click below to view Clinton Thomas Walkner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2012 - Present
WALKNER CONDON FINANCIAL ADVISORS LLC
Office #1: 3418 Monroe Street, Madison, WI 53711RIA
CRD#: 160109
MADISON, WI
Past
June 12, 2009 - January 12, 2012
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LA VISTA, NE
Past
June 12, 2009 - January 12, 2012
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MADISON, WI
Past
October 27, 2004 - June 12, 2009
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MADISON, WI
Past
October 27, 2004 - June 12, 2009
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MADISON, WI
Past
March 16, 2001 - October 19, 2004
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
March 16, 2001 - October 19, 2004
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
November 1, 2000 - November 22, 2000
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 1, 2000 - November 22, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WALKNER CONDON FINANCIAL ADVISORS LLC
WALKNER CONDON FINANCIAL ADVISORS | WALKNER CONDON FINANCIAL ADVISORS, LLC | WALKNER CONDON FINANCIAL ADVISORS LLC
CRD#: 160109 / SEC#: 801-114882
RIA
Registered Investment Advisory firm - (3/26/2019 Approved)Illinois
Registered Investment Advisory firm - (3/26/2019 Terminated)Michigan
Registered Investment Advisory firm - (3/28/2019 Terminated)Texas
Registered Investment Advisory firm - (3/28/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (3/28/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(1/2/2018)
IAR
Texas(1/23/2017)
IAR
Wisconsin(1/10/2012)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
WALKNER CONDON FINANCIAL ADVISORS LLC
WALKNER CONDON FINANCIAL ADVISORS | WALKNER CONDON FINANCIAL ADVISORS, LLC | WALKNER CONDON FINANCIAL ADVISORS LLC
CRD#: 160109 / SEC#: 801-114882
RIA
Registered Investment Advisory firm - (3/26/2019 Approved)Illinois
Registered Investment Advisory firm - (3/26/2019 Terminated)Michigan
Registered Investment Advisory firm - (3/28/2019 Terminated)Texas
Registered Investment Advisory firm - (3/28/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (3/28/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3418 Monroe Street, Madison, WI 53711
Mailing Address
Phone number
(608) 234-4127
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,556 |
| AUM (Assets Under Management) | $ 732,818,029 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
