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Christopher Thomas Wiggins

LORD ABBETT DISTRIBUTOR
JERSEY CITY, NJ
·CRD# 4285157·25 years experience

Professional Summary

Christopher Thomas Wiggins is a registered financial advisor currently at LORD ABBETT DISTRIBUTOR LLC located in Jersey City, New Jersey. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7 and Series 55 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

LORD ABBETT DISTRIBUTOR LLC·CRD# 530
BD
30 Hudson Street, Jersey City, NJ 07302
December 16, 2011 - Present
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
January 14, 2008 - October 18, 2011
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
June 30, 2005 - January 14, 2008
MAY FINANCIAL CORPORATION·CRD# 3927
BD
Dallas, TX
January 25, 2002 - July 16, 2002
DEUTSCHE IXE, LLC·CRD# 7172
BD
New York, NY
January 29, 2001 - January 9, 2002

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Current Firm

LORD ABBETT DISTRIBUTOR LLC
LORD ABBETT DISTRIBUTOR LLC

LORD ABBETT DISTRIBUTOR LLC | LORD, ABBETT & CO.

CRD#: 530 / SEC#: 8-216
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

30 Hudson Street, Jersey City, NJ 07302-4804

Mailing Address

30 Hudson Street, Jersey City, NJ 07302-4804

Phone Number

(888) 522-2388

Established

New York since 06/06/1996

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LORD, ABBETT & CO. LLCMEMBER—
PAONE, FRANCIS VINCENT IIICHIEF EXECUTIVE OFFICER3135499
PEREIRA, ANTONIO NCHIEF FINANCIAL OFFICER5662445
SHETH, KUNJANCHIEF COMPLIANCE OFFICER4884218
STUZIN, RANDOLPH ARTHURCHIEF LEGAL OFFICER4645056

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(12/16/2011)
RR
New York
(12/16/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Dec 2005About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Oct 2005About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Jun 2005About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 2001
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Thomas Wiggins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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