Zaheer Y. Baksh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zaheer Y Baksh, who also goes by Zachary Y Baksh, Zaheer Y Baksh Mr, was a registered financial professional .
Zaheer is a previously registered financial professional and started their career in finance in 2001. Zaheer had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2009 - January 13, 2014
J.P. TURNER & COMPANY, L.L.C.
July 27, 2007 - August 4, 2009
INVESTORS CAPITAL CORP.
December 8, 2005 - August 6, 2007
GUNNALLEN FINANCIAL, INC
March 3, 2003 - December 7, 2005
GRANTA CAPITAL GROUP LLC
November 9, 2001 - February 24, 2003
THE THORNWATER COMPANY, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
