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Carrie E. Vidamo

NATIONWIDE SECURITIES
Gilbert, AZ
Some features on this profile are disabled
CRD#: 4284922
CV

Professional summary


Carrie Eileen Vidamo, who also goes by Carrie Eileen Slump, Carrie Eileen Slump, Carrie Eileen VIdamo, Carrie Eileen Vidamo, Carrie Vidamo, is a registered financial advisor currently at NATIONWIDE SECURITIES, LLC located in Gilbert, Arizona.

Carrie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Carrie has worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 6TO, SIE, Series 31, Series 7 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Carrie Eileen Slump | Carrie Eileen Slump | Carrie Eileen Vidamo | Carrie Eileen Vidamo | Carrie Vidamo

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
--Position: Owner/ Designated Broker Company/Employer: Dynamic Resource Realty Location: 2041 S. Martingale Rd., Gilbert, AZ 85295 Start Date: 01/31/2012 Hours Devoted Monthly: 10 Hours During Trading Hours: 0 Investment Related: No

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Carrie Eileen Vidamo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD


Click below to view Carrie Eileen Vidamo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 14, 2023 - Present

NATIONWIDE SECURITIES, LLC

RIA
BD
CRD#: 11173
Gilbert, AZ
Current

November 14, 2023 - Present

NATIONWIDE SECURITIES, LLC

RIA
BD
CRD#: 11173
Gilbert, AZ
Past

August 23, 2022 - October 13, 2022

VANGUARD ADVISERS, INC.

RIA
CRD#: 106715
SCOTTSDALE, AZ
Past

August 2, 2022 - October 13, 2022

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ
Past

June 25, 2020 - April 30, 2021

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Gilbert, AZ
Past

October 3, 2018 - February 11, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
MESA, AZ
Past

April 9, 2014 - December 21, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
MESA, AZ
Past

January 6, 2012 - April 30, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
MESA, AZ
Past

October 27, 2010 - January 6, 2012

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
MESA, AZ
Past

September 9, 2008 - October 15, 2008

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
PHOENIX, AZ
Past

April 14, 2005 - November 2, 2006

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA
Past

March 17, 2004 - July 19, 2004

BANC ONE SECURITIES CORPORATION

RIA
CRD#: 16999
TEMPE, AZ
Past

March 16, 2004 - July 19, 2004

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

August 3, 2001 - March 15, 2004

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NATIONWIDE SECURITIES, LLC
NATIONWIDE ADVISORY SERVICES, INC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. | NATIONWIDE SECURITIES, LLC | NATIONWIDE SECURITIES, INC. | NATIONWIDE ADVISORY SERVICES, INC.

CRD#: 11173 / SEC#: 801-69260, 8-12500

RIA
Registered Investment Advisory firm - SEC (7/9/2008 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/27/2023)
RR
Alaska
(11/27/2023)
IAR
Arizona
(11/29/2023)
RR
Arizona
(12/1/2023)
RR
Arkansas
(11/27/2023)
RR
California
(11/27/2023)
RR
Colorado
(11/27/2023)
RR
Connecticut
(11/27/2023)
RR
Delaware
(11/27/2023)
RR
District of Columbia
(11/27/2023)
RR
Florida
(11/27/2023)
RR
Georgia
(11/27/2023)
RR
Hawaii
(11/27/2023)
RR
Idaho
(11/27/2023)
RR
Illinois
(11/27/2023)
RR
Indiana
(11/27/2023)
RR
Iowa
(11/27/2023)
RR
Kansas
(11/27/2023)
RR
Kentucky
(11/14/2023)
RR
Louisiana
(11/27/2023)
RR
Maine
(11/27/2023)
RR
Maryland
(11/27/2023)
RR
Massachusetts
(11/27/2023)
RR
Michigan
(11/27/2023)
RR
Minnesota
(11/27/2023)
RR
Mississippi
(11/27/2023)
RR
Missouri
(11/27/2023)
RR
Montana
(11/27/2023)
RR
Nebraska
(11/27/2023)
RR
Nevada
(11/27/2023)
RR
New Hampshire
(11/27/2023)
RR
New Jersey
(11/27/2023)
RR
New Mexico
(11/27/2023)
RR
New York
(11/27/2023)
RR
North Carolina
(11/27/2023)
RR
North Dakota
(11/27/2023)
IAR
Ohio
(11/14/2023)
RR
Ohio
(11/27/2023)
RR
Oklahoma
(11/27/2023)
RR
Oregon
(11/27/2023)
RR
Pennsylvania
(11/27/2023)
RR
Puerto Rico
(11/27/2023)
RR
Rhode Island
(11/27/2023)
RR
South Carolina
(11/27/2023)
RR
South Dakota
(11/27/2023)
RR
Tennessee
(11/27/2023)
RR
Texas
(11/27/2023)
RR
Utah
(11/27/2023)
RR
Vermont
(11/27/2023)
RR
Virginia
(11/27/2023)
RR
Washington
(11/27/2023)
RR
West Virginia
(11/27/2023)
RR
Wisconsin
(11/27/2023)
RR
Wyoming
(11/27/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/5/2022
Uniform Combined State Law Examination
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 8/17/2001
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


NS
NATIONWIDE SECURITIES, LLC
NATIONWIDE ADVISORY SERVICES, INC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. | NATIONWIDE SECURITIES, LLC | NATIONWIDE SECURITIES, INC. | NATIONWIDE ADVISORY SERVICES, INC.

CRD#: 11173 / SEC#: 801-69260, 8-12500

RIA
Registered Investment Advisory firm - SEC (7/9/2008 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
One Nationwide Plaza Mailing Code: 01-17-402, Columbus, OH 43215
Mailing Address
One Nationwide Plaza 1-33-401, Columbus, OH 43215
Phone number
(888) 753-7364
Established
Delaware since 10/09/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
24

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

NSLLC FORM ADV PART 2A BROCHURE (7/8/2025)

Direct owners and executive officers


NamePositionCRD#
NFS DISTRIBUTORS, INC.MANAGING MEMBER
ANIANO, JOSEPH NICHOLASPRESIDENT4303290
GINNAN, STEVEN A.BOARD MANAGER6984613
JESTICE, KEVIN THOMASBOARD MANAGER5363377
RABENSTINE, JAMES JAYVICE PRESIDENT, CHIEF COMPLIANCE OFFICER2025566
ROSWELL, EWAN THEODOREAVP, FINANCE CONTROLLERSHIP-NF AND FINOP3056545
STEVENSON, ERIC RAYBOARD MANAGER5250338

Disclosures


Regulatory Event10
Arbitration3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NATIONWIDE SECURITIES, LLC

CRD#: 11173Gilbert, AZ

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