Carrie E. Vidamo
Professional summary
Carrie Eileen Vidamo, who also goes by Carrie Eileen Slump, Carrie Eileen Slump, Carrie Eileen VIdamo, Carrie Eileen Vidamo, Carrie Vidamo, is a registered financial advisor currently at NATIONWIDE SECURITIES, LLC located in Gilbert, Arizona.
Carrie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Carrie has worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 6TO, SIE, Series 31, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carrie Eileen Vidamo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Carrie Eileen Vidamo's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2023 - Present
NATIONWIDE SECURITIES, LLC
November 14, 2023 - Present
NATIONWIDE SECURITIES, LLC
August 23, 2022 - October 13, 2022
VANGUARD ADVISERS, INC.
August 2, 2022 - October 13, 2022
VANGUARD MARKETING CORPORATION
June 25, 2020 - April 30, 2021
ALLSTATE FINANCIAL SERVICES, LLC
October 3, 2018 - February 11, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 9, 2014 - December 21, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 6, 2012 - April 30, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 27, 2010 - January 6, 2012
WORLD GROUP SECURITIES, INC.
September 9, 2008 - October 15, 2008
VALIC FINANCIAL ADVISORS, INC.
April 14, 2005 - November 2, 2006
PFS INVESTMENTS INC.
March 17, 2004 - July 19, 2004
BANC ONE SECURITIES CORPORATION
March 16, 2004 - July 19, 2004
BANC ONE SECURITIES CORPORATION
August 3, 2001 - March 15, 2004
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.