David W. Kingston

JAG CAPITAL MANAGEMENT LLC

ST. LOUIS, MO 63131

Some features on this profile are disabled

CRD#: 4284864

Professional summary

David William Kingston is a registered financial advisor currently at JAG CAPITAL MANAGEMENT LLC located in St. Louis, Missouri.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. David has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SECURITY TRADERS ASSOCIATION OF STL, 12555 MANCHESTER RD, ST. LOUIS MO 63131, INVESTMENT RELATED, DIRECTOR, 11/2024, 5-10 HOURS/MONTH; 1-5 HOURS/MONTH DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Kingston's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2021 - Present

JAG CAPITAL MANAGEMENT LLC

Office #1: 1610 Des Peres Rd Ste 120, St. Louis, MO 63131

RIA

CRD#: 159227

ST. LOUIS, MO

Past

February 26, 2008 - May 14, 2013

J.A. GLYNN INVESTMENTS, LLC.

RIA

CRD#: 22011

SAINT LOUIS, MO

Past

March 23, 2004 - March 3, 2021

J.A. GLYNN INVESTMENTS, LLC.

CRD#: 22011

SAINT LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JAG CAPITAL MANAGEMENT LLC

JA GLYNN PRIVATE WEALTH | JAG CAPITAL MANAGEMENT LLC

CRD#: 159227 / SEC#: 801-72799

RIA

Registered Investment Advisory firm - (10/26/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(10/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/23/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/20/2024

General Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 3/20/2024

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 9/21/2005

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/22/2004

General Securities Representative Examination

Current Firm

JAG CAPITAL MANAGEMENT LLC

JA GLYNN PRIVATE WEALTH | JAG CAPITAL MANAGEMENT LLC

CRD#: 159227 / SEC#: 801-72799

RIA

Registered Investment Advisory firm - (10/26/2011 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1610 Des Peres Rd Ste 120, St. Louis, MO 63131

Mailing Address

Phone number

(314) 997-1277

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JAG CAPITAL MANAGEMENT LLC FORM ADV 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,530
AUM (Assets Under Management)	$ 1,695,603,314

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David W. Kingston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Kingston's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.A. GLYNN INVESTMENTS, LLC.

J.A. GLYNN INVESTMENTS, LLC.

Primary Firm SEC Registration

JAG CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/2008

Series 63

Date: 7/23/2004

Series 7TO

Date: 3/20/2024

Series 57TO

Date: 3/20/2024

SIE

Date: 10/1/2018

Series 55

Date: 9/21/2005

Series 7

Date: 3/22/2004

Current Firm

JAG CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JAG CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors