Tanya S. Spiller

CAP PARTNERS

Franklin, TN 37067

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CRD#: 4284809

Professional summary

Tanya Sue Spiller, who also goes by Tanya Sue Belew, is a registered financial advisor currently at CAP PARTNERS, LLC located in Franklin, Tennessee.

Tanya is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Tanya has worked at 3 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tanya Sue Belew

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tanya Sue Spiller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2020 - Present

CAP PARTNERS, LLC

Office #1: 109 International Drive Suite 210, Franklin, TN 37067

RIA

CRD#: 144779

Franklin, TN

Past

January 21, 2004 - June 16, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BRENTWOOD, TN

Past

July 1, 2003 - June 16, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BRENTWOOD, TN

Past

October 12, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAP PARTNERS, LLC

CRD#: 144779 / SEC#: 801-121600

RIA

Registered Investment Advisory firm - (6/25/2021 Approved)

Tennessee

Registered Investment Advisory firm - (7/23/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/14/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(3/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/5/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/8/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/11/2001

General Securities Representative Examination

Current Firm

CAP PARTNERS, LLC

CRD#: 144779 / SEC#: 801-121600

RIA

Registered Investment Advisory firm - (6/25/2021 Approved)

Tennessee

Registered Investment Advisory firm - (7/23/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/14/2021 Terminated)

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Contact information

Main Address

109 International Drive Suite 210, Franklin, TN 37067

Mailing Address

Phone number

(615) 807-2030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	1,281
AUM (Assets Under Management)	$ 220,229,192

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tanya S. Spiller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tanya Sue Spiller's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

CAP PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/2020

Series 66

Date: 12/5/2006

Series 63

Date: 11/8/2001

Series 7

Date: 10/11/2001

Current Firm

CAP PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAP PARTNERS, LLC

TRUST BUT VERIFY

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