Samrej Paruchabutr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samrej Paruchabutr, who also goes by Sam Paruchabutr, was a registered financial professional .
Samrej is a previously registered financial professional and started their career in finance in 2000. Samrej had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2010 - April 20, 2021
TD AMERITRADE, INC.
November 3, 2010 - April 20, 2021
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 3, 2010 - April 20, 2021
TD AMERITRADE, INC.
May 28, 2009 - October 26, 2010
CHASE INVESTMENT SERVICES CORP.
May 27, 2009 - October 26, 2010
CHASE INVESTMENT SERVICES CORP.
November 22, 2006 - May 20, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 10, 2006 - May 20, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 13, 2000 - February 20, 2004
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/1/2024
General Securities Representative ExaminationCurrent Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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