Sterling Jasper

STERLING ADVISORY SERVICES

Valrico, FL

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CRD#: 4284218

Professional summary

Sterling Jasper Jr, who also goes by Sterling VIctor Jasper Jr, Sterling Jasper, is a registered financial advisor currently at STERLING ADVISORY SERVICES, LLC located in Valrico, Florida and BARAK ASSET MANAGEMENT LLC located in Bronxville, New York.

Sterling is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Sterling has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sterling Victor Jasper Jr | Sterling Jasper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sterling Jasper Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 29, 2021 - Present

STERLING ADVISORY SERVICES, LLC

RIA

CRD#: 150456

Valrico, FL

Current

November 15, 2024 - Present

BARAK ASSET MANAGEMENT LLC

RIA

CRD#: 142251

Bronxville, NY

Past

November 29, 2021 - December 31, 2023

BARAK ASSET MANAGEMENT LLC

RIA

CRD#: 142251

Bronxville, NY

Past

January 6, 2009 - June 5, 2009

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

HARRISON, NY

Past

October 22, 2008 - December 31, 2008

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

HARRISON, NY

Past

October 22, 2008 - June 5, 2009

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

HARRISON, NY

Past

July 23, 2007 - November 3, 2008

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

RYE BROOK, NY

Past

March 16, 2007 - November 3, 2008

PARK AVENUE SECURITIES LLC

CRD#: 46173

RYE BROOK, NY

Past

July 27, 2004 - January 12, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

September 20, 2001 - March 20, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 2, 2001 - September 21, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/31/2025)

IAR

New York
(11/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/6/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/1/2001

General Securities Representative Examination

Current Firm

BARAK ASSET MANAGEMENT LLC

CRD#: 142251 / SEC#: 801-67255

RIA

Registered Investment Advisory firm - (10/22/2007 Terminated)

New Jersey

Registered Investment Advisory firm - (6/9/2008 Terminated)

New York

Registered Investment Advisory firm - (1/15/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Jamaica, NY

Mailing Address

Phone number

(718) 658-2561

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 7,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sterling Jasper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sterling Jasper Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARAK ASSET MANAGEMENT LLC

BARAK ASSET MANAGEMENT LLC

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/6/2001

Series 7

Date: 2/1/2001

Current Firm

BARAK ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARAK ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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