William F. Holsten
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Francis Holsten III, who also goes by William F Holsten, William Holsten, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2003. William had worked at 6 firms and has passed the Series 63, Series 66, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2019 - August 31, 2022
HOLLISTER ASSOCIATES, LLC
January 24, 2012 - November 6, 2019
WEILD & CO.
February 14, 2011 - January 5, 2012
WJB CAPITAL GROUP, INC.
December 23, 2009 - December 1, 2010
CAPFI PARTNERS LLC
February 25, 2008 - August 27, 2009
MORGAN STANLEY DISTRIBUTION, INC.
October 24, 2003 - September 14, 2004
NATIONWIDE FUND DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
HOLLISTER ASSOCIATES, LLC
CRD#: 173366 / SEC#: , 8-69538
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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