James J. Sutherland
Professional summary
James Joseph Sutherland, who also goes by Jim Sutherland, is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
James is registered as a RR (Registered Representative) and started their career in finance in 2000. James has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Joseph Sutherland's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2024 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660July 17, 2006 - July 19, 2023
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
July 26, 2004 - July 13, 2006
STATE FARM VP MANAGEMENT CORP.
August 27, 2002 - June 17, 2004
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
March 19, 2001 - July 3, 2002
BOFA DISTRIBUTORS, INC.
October 17, 2000 - February 16, 2001
JANUS HENDERSON DISTRIBUTORS US LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/16/2024)
Exams
Series 7TO
Date: 3/13/2019
General Securities Representative ExaminationFINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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