Angela L. Sanders

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CRD#: 4283402

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Angela Leigh Sanders, who also goes by Angela Leigh Stanley, was a registered financial professional .

Angela is a previously registered financial professional and started their career in finance in 2001. Angela had worked at 4 firms and has passed the Series 65, SIE, Series 62, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Angela Leigh Stanley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 15, 2016 - February 11, 2019

BIRNAM WOOD CAPITAL, LLC

RIA

CRD#: 269897

DALLAS, TX

Past

October 3, 2014 - March 10, 2016

VCA SECURITIES, LP

CRD#: 130748

DALLAS, TX

Past

July 22, 2013 - December 4, 2013

ESPOSITO SECURITIES, LLC

CRD#: 143710

DALLAS, TX

Past

November 20, 2001 - December 31, 2003

INVESTIN SECURITIES CORP.

CRD#: 39295

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BIRNAM WOOD CAPITAL, LLC

CRD#: 269897 / SEC#: 801-118151

RIA

Registered Investment Advisory firm - (2/28/2020 Approved)

Texas

Registered Investment Advisory firm - (3/11/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 3/10/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 7/16/2015

Corporate Securities Limited Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/7/2015

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 7/22/2013

Financial and Operations Principal Examination

Current Firm

BIRNAM WOOD CAPITAL, LLC

CRD#: 269897 / SEC#: 801-118151

RIA

Registered Investment Advisory firm - (2/28/2020 Approved)

Texas

Registered Investment Advisory firm - (3/11/2020 Terminated)

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Contact information

Main Address

3963 Maple Avenue Suite 300, Dallas, TX 75219

Mailing Address

Phone number

(214) 935-3707

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BIRNAM WOOD CAPITAL ADV PART 2 (2/11/2025)

Regulatory assets under management

Total Number of Accounts	57
AUM (Assets Under Management)	$ 107,516,599

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
12/11/2024	Cover Page	Report
01/25/2024	Cover Page	Report
04/25/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Angela L. Sanders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VCA SECURITIES, LP

ESPOSITO SECURITIES, LLC

INVESTIN SECURITIES CORP.

Primary Firm SEC Registration

BIRNAM WOOD CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2016

SIE

Date: 3/10/2016

Series 62

Date: 7/16/2015

Series 24

Date: 12/7/2015

Series 27

Date: 7/22/2013

Current Firm

BIRNAM WOOD CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BIRNAM WOOD CAPITAL, LLC

TRUST BUT VERIFY

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