William J. Hannan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Hannan, who also goes by William J Hannan Jr., William J Hannan, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2001. William had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2012 - May 9, 2017
PGIM INVESTMENTS LLC
February 23, 2012 - May 9, 2017
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 6, 2010 - February 21, 2012
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
January 5, 2010 - February 21, 2012
DELAWARE DISTRIBUTORS, L.P.
October 2, 2008 - December 31, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 15, 2003 - October 1, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 15, 2003 - December 31, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 2, 2002 - September 9, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 11, 2001 - September 9, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 25, 2001 - July 5, 2001
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 322,085,635,448 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
