Frederick J. Sitzberger

BULTMAN INVESTMENT MANAGEMENT

WAUKESHA, WI 53188

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CRD#: 4282689

Professional summary

Frederick John Sitzberger, who also goes by Fred Sitzberger, Frederick J Sitzberger, is a registered financial advisor currently at BULTMAN INVESTMENT MANAGEMENT, INC. located in Waukesha, Wisconsin.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Frederick has worked at 7 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fred Sitzberger | Frederick J Sitzberger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER OF COMMERCIAL REAL ESTATE BUILDING W WATERTOWN RD, BROOKFIELD, WI. DEVOTE THREE HOURS PER WEEK NOT DURING TRADING HOURS. STARTED JANUARY FIFTH, TWO THOUSAND FOURTEEN.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick John Sitzberger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2013 - Present

BULTMAN INVESTMENT MANAGEMENT, INC.

Office #1: N14 W24200 Tower Place Suite 201, Waukesha, WI 53188

RIA

CRD#: 106283

WAUKESHA, WI

Past

June 11, 2013 - December 3, 2013

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BROOKFIELD, WI

Past

July 2, 2004 - August 1, 2007

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BROOKFIELD, WI

Past

June 30, 2004 - December 3, 2013

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

BROOKFIELD, WI

Past

October 14, 2002 - July 2, 2004

HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC.

RIA

CRD#: 105560

BROOKFIELD, WI

Past

September 6, 2002 - June 30, 2004

HOCHMAN & BAKER SECURITIES, INC.

CRD#: 19949

STAMFORD, CT

Past

January 16, 2002 - September 6, 2002

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

September 15, 2001 - December 31, 2001

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

January 3, 2001 - October 15, 2001

TRUSTED SECURITIES ADVISORS CORP.

CRD#: 24049

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(12/16/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/15/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/2/2001

General Securities Representative Examination

Current Firm

BULTMAN INVESTMENT MANAGEMENT, INC.

BULTMAN & MCBRIDE INVESTMENT MANAGEMENT, INC. | BULTMAN INVESTMENT MANAGEMENT, INC. | BULTMAN INVESTMENT MANAGEMENT INC

CRD#: 106283 / SEC#: 801-39017

RIA

Registered Investment Advisory firm - (3/11/2016 Terminated)

Wisconsin

Registered Investment Advisory firm - (3/8/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

611 N. Barker Rd Suite 100, Brookfield, WI 53045

Mailing Address

Phone number

(262) 259-0777

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	113
AUM (Assets Under Management)	$ 41,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frederick J. Sitzberger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick John Sitzberger's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC.

HOCHMAN & BAKER SECURITIES, INC.

USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC.

TRUSTED SECURITIES ADVISORS CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/2013

Series 66

Date: 1/15/2001

Series 7

Date: 1/2/2001

Current Firm

BULTMAN INVESTMENT MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BULTMAN INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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