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DT

Debra D. Trotter

LEIGH BALDWIN & CO.
Mandeville, LA
Some features on this profile are disabled
CRD#: 4282453
DT

Professional summary

Debra Denmon Trotter, who also goes by Debra Sue Denmon, Debra D Trotter, Debra Sue Trotter, Debra Trotter, is a registered financial professional currently at LEIGH BALDWIN & CO., LLC located in Mandeville, Louisiana.

Debra is registered as a RR (Registered Representative) and started their career in finance in 2000. Debra has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Debra Sue Denmon | Debra D Trotter | Debra Sue Trotter | Debra Trotter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Debra Denmon Trotter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 5, 2021 - Present

LEIGH BALDWIN & CO., LLC

RIA
BD
CRD#: 38751
Mandeville, LA
Past

September 27, 2017 - August 2, 2021

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
METAIRIE, LA
Past

April 1, 2016 - August 2, 2021

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
METAIRIE, LA
Past

October 25, 2002 - November 3, 2004

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
PORT ORANGE, FL
Past

October 13, 2000 - November 3, 2004

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LB
LEIGH BALDWIN & CO., LLC
DOLLAR INVESTMENT CLUB ("DINC") | SWAN SECURITIES, L.L.C. | LEIGH BALDWIN ADVISORY | LEIGH BALDWIN & CO., LLC

CRD#: 38751 / SEC#: 801-69290, 8-48385

RIA
Registered Investment Advisory firm - SEC (6/24/2008 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/5/2021)
RR
Florida
(8/5/2021)
RR
Georgia
(8/5/2021)
RR
Iowa
(8/5/2021)
RR
Louisiana
(8/5/2021)
RR
Mississippi
(8/5/2021)
RR
North Carolina
(8/5/2021)
RR
Texas
(8/5/2021)
RR
Virginia
(8/5/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/10/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/1/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/12/2000
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/28/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LB
LEIGH BALDWIN & CO., LLC
DOLLAR INVESTMENT CLUB ("DINC") | SWAN SECURITIES, L.L.C. | LEIGH BALDWIN ADVISORY | LEIGH BALDWIN & CO., LLC

CRD#: 38751 / SEC#: 801-69290, 8-48385

RIA
Registered Investment Advisory firm - SEC (6/24/2008 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
112 Albany Street, Cazenovia, NY 13035
Mailing Address
112 Albany Street, Cazenovia, NY 13035-0660
Phone number
(315) 655-2964
Established
Delaware since 01/31/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
18

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ADV PART 2A 3.2025 (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
BALDWIN, LEIGH DOUGLASPRESIDENT / OWNER / MANAGING MEMBER/ CFO1895333
LEIGH BALDWIN & CO., INC.OWNER
DOROZYNSKI, STEFANIE LEECHIEF COMPLIANCE OFFICER4899201

Regulatory assets under management

Total Number of Accounts756
AUM (Assets Under Management)$ 285,522,208

Disclosures

Regulatory Event4
Arbitration1
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEIGH BALDWIN & CO., LLC

CRD#: 38751Mandeville, LA

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