Johnelle M. Smith
Professional summary
Johnelle Michael Smith, who also goes by Johnelle Dawn Michael, Johnelle D Peterson, is a registered financial advisor currently at WEALTH ADVISORY SOLUTIONS, LLC located in Zionsville, Indiana.
Johnelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Johnelle has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Johnelle Michael Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2019 - Present
WEALTH ADVISORY SOLUTIONS, LLC
Office #1: 1630 West Oak Street, Zionsville, IN 46077April 16, 2009 - November 18, 2019
WELLS FARGO CLEARING SERVICES, LLC
April 16, 2009 - November 18, 2019
WELLS FARGO CLEARING SERVICES, LLC
May 5, 2006 - May 5, 2009
CITIGROUP GLOBAL MARKETS INC.
May 5, 2006 - May 5, 2009
CITIGROUP GLOBAL MARKETS INC.
February 19, 2001 - May 25, 2006
UBS FINANCIAL SERVICES INC.
December 13, 2000 - May 25, 2006
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
WEALTH ADVISORY SOLUTIONS, LLC
CRD#: 288903 / SEC#: 801-110859
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/28/2019)
Exams
Current Firm
WEALTH ADVISORY SOLUTIONS, LLC
CRD#: 288903 / SEC#: 801-110859
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,723 |
| AUM (Assets Under Management) | $ 560,401,982 |
Red Flags
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