Theresa Ayers

HUB INVESTMENT PARTNERS

FORT WAYNE, IN

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CRD#: 4282006

Professional summary

Theresa Ayers, who also goes by Theresa M Ayers, Theresa M Holmes, Theresa Holmes, Theresa M Pugh, Theresa Pugh, is a registered financial advisor currently at HUB INVESTMENT PARTNERS, LLC located in Fort Wayne, Indiana.

Theresa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Theresa has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Theresa M Ayers | Theresa M Holmes | Theresa Holmes | Theresa M Pugh | Theresa Pugh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSINESS: WORLD FINANCIAL GROUP; ISSUER: STATE OF INDIANA; TITLE: INSURANCE LICENSEE; AS OF: 12/12/2018; 4 HOURS/MONTH; 0 HOURS/MONTH DURING BUSINESS HOURS; DUTIES: CAN PROVIDE LIFE INSURANCE OR FIXED/INDEXED PRODUCTS AS REQUESTED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theresa Ayers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2024 - Present

HUB INVESTMENT PARTNERS, LLC

RIA

CRD#: 307956

FORT WAYNE, IN

Past

January 18, 2023 - July 16, 2024

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

PERRYSBURG, OH

Past

January 17, 2023 - July 16, 2024

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PERRYSBURG, OH

Past

July 5, 2022 - August 26, 2022

MID ATLANTIC CLEARING & SETTLEMENT CORPORATION

CRD#: 37466

PITTSBURGH, PA

Past

July 20, 2020 - February 16, 2021

ASCENSUS INVESTMENT ADVISORS, LLC

RIA

CRD#: 120632

FORT WAYNE, IN

Past

March 10, 2020 - February 16, 2021

ASCENSUS BROKER DEALER SERVICES, LLC

CRD#: 36478

NEWTON, MA

Past

June 10, 2019 - July 29, 2019

ASCENSUS BROKER DEALER SERVICES, LLC

CRD#: 36478

NEWTON, MA

Past

October 19, 2018 - February 11, 2019

CX INSTITUTIONAL, LLC

RIA

CRD#: 292627

AUBURN, IN

Past

September 10, 2018 - March 7, 2019

LPL FINANCIAL LLC

CRD#: 6413

AUBURN, IN

Past

November 30, 2010 - February 24, 2011

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

FORT WAYNE, IN

Past

November 30, 2010 - September 5, 2018

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

FORT WAYNE, IN

Past

September 15, 2010 - October 13, 2010

SHELTON FINANCIAL GROUP, INC.

RIA

CRD#: 123318

FORT WAYNE, IN

Past

March 10, 2010 - December 1, 2010

APW CAPITAL, INC.

CRD#: 43814

ROCKAWAY, NJ

Past

December 17, 2007 - March 11, 2010

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

FORT WAYNE, IN

Past

March 30, 2004 - March 21, 2007

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

September 4, 2002 - April 23, 2004

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

January 30, 2001 - August 8, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 30, 2001 - August 8, 2002

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUB INVESTMENT PARTNERS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(7/19/2024)

IAR

Texas
(7/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/19/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/6/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/29/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/1/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

HUB INVESTMENT PARTNERS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

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Contact information

Main Address

900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746

Mailing Address

Phone number

(512) 600-5390

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCG FORM ADV PART 2A - MARCH 2023 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	8,633
AUM (Assets Under Management)	$ 8,979,977,344

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
04/29/2025	Cover Page	Report
01/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Theresa Ayers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theresa Ayers's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

MID ATLANTIC CLEARING & SETTLEMENT CORPORATION

ASCENSUS INVESTMENT ADVISORS, LLC

ASCENSUS BROKER DEALER SERVICES, LLC

ASCENSUS BROKER DEALER SERVICES, LLC

CX INSTITUTIONAL, LLC

LPL FINANCIAL LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

SHELTON FINANCIAL GROUP, INC.

APW CAPITAL, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

DELAWARE DISTRIBUTORS, L.P.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

HUB INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/19/2018

Series 63

Date: 4/6/2010

SIE

Date: 10/1/2018

Series 6

Date: 1/29/2001

Series 26

Date: 5/1/2001

Current Firm

HUB INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HUB INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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