Nathan M. Osburn

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CRD#: 4281983

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nathan Mark Osburn was a registered financial professional .

Nathan is a previously registered financial professional and started their career in finance in 2000. Nathan had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 26, 2014 - January 26, 2018

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

DENVER, CO

Past

September 26, 2014 - January 26, 2018

CENTAURUS FINANCIAL, INC.

CRD#: 30833

DENVER, CO

Past

March 5, 2014 - August 22, 2014

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

EVANSVILLE, IN

Past

February 25, 2014 - August 13, 2014

LPL FINANCIAL LLC

CRD#: 6413

EVANSVILLE, IN

Past

October 3, 2008 - February 26, 2014

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

EVANSVILLE, IN

Past

October 3, 2008 - February 26, 2014

INVESTORS CAPITAL CORP.

CRD#: 30613

EVANSVILLE, IN

Past

May 1, 2007 - October 9, 2008

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

EVANSVILLE, IN

Past

March 28, 2007 - October 9, 2008

FIFTH THIRD SECURITIES, INC.

CRD#: 628

EVANSVILLE, IN

Past

November 8, 2006 - April 2, 2007

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

EVANSVILLE, IN

Past

October 27, 2006 - April 2, 2007

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

EVANSVILLE, IN

Past

February 11, 2005 - October 27, 2006

FIFTH THIRD SECURITIES, INC.

CRD#: 628

EVANSVILLE, IN

Past

October 16, 2000 - October 14, 2003

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/6/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/20/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/6/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/13/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone number

(714) 456-1790

Established

California since 08/27/1992

Firm type

Corporation

Fiscal year end

April

Firm Size

Large

# of Employees

580

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/24/2025)

CENTAURUS FINANCIAL, INC. FORM ADV PART 2A (7/24/2025)

Direct owners and executive officers

Name	Position	CRD#
FEDERATION OF FINANCIAL SERVICES	OWNER
KREMER, STEPHEN MARK	OWNER	1188829
RUBINO, MICHAEL PETER	OWNER	1188940
DUHOVIC, JEROME VICTOR	DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER	2123754
DUHOVIC, JEROME VICTOR	CHIEF COMPLIANCE OFFICER	2123754
KING, JAMES RONALD SR	DIRECTOR/CHAIRMAN OF THE BOARD/CEO	269927
KING, PAUL J	DIRECTOR/GENERAL COUNSEL	5017845
KING, WESTLEY HAYES	DIRECTOR/PRESIDENT	2527676
LEJMAN, SHERI J	CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER

Regulatory assets under management

Total Number of Accounts	38,049
AUM (Assets Under Management)	$ 7,336,108,151

Disclosures

Regulatory Event	18
Arbitration	8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathan M. Osburn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CENTAURUS FINANCIAL, INC.

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

FIFTH THIRD SECURITIES, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

CENTAURUS FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/6/2006

Series 63

Date: 10/20/2000

SIE

Date: 1/26/2018

Series 7

Date: 12/6/2005

Series 6

Date: 10/13/2000

Current Firm

CENTAURUS FINANCIAL, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CENTAURUS FINANCIAL, INC.

TRUST BUT VERIFY

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