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Dan Allen Mayfield

CRD# 4281850·Registered 2001 - 2021
Previously Registered: Being a previously registered professional could mean that Dan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dan Allen Mayfield was a registered financial advisor. Dan was a previously registered financial professional and started their career in finance 2001 - 2021. Dan had worked at 1 firm and has passed the Series 99TO, SIE, Series 52, Series 53 and Series 28 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

SANDERLIN SECURITIES, LLC·CRD# 104442
BD
Memphis, TN
January 22, 2001 - July 7, 2021

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Current Firm

SS
SANDERLIN SECURITIES, LLC

SANDERLIN SECURITIES, LLC

CRD#: 104442 / SEC#: 8-52906
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

5050 Poplar Ave Ste 618, Memphis, TN 38157

Mailing Address

5050 Poplar Ave Ste 618, Memphis, TN 38157

Phone Number

(901) 683-1903

Established

Tennessee since 08/18/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JOHN C DOBBS NON EXEMPT MARITAL TRUSTOWNER—
KAMLER, JOHN MATTHEWPRESIDENT/CCO/CFO3114979
DEMILIO, PETER FRANKLINVICE PRESIDENT3100235
DOBBS, JOHN C JR.CO TRUSTEE OF THE JCD NON EX MARITAL TR7249332
VICKERS, TALMAI O. JR.CO TRUSTEE OF THE JCD NON EX MARITAL TR/SECRETARY7230060

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 52 — Municipal Securities Representative Examination

Passed Nov 2000About the Series 52 exam

Series 53 — Municipal Securities Principal Examination

Passed Nov 2000About the Series 53 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Oct 2000About the Series 28 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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