Dan A. Mayfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dan Allen Mayfield was a registered financial professional .
Dan is a previously registered financial professional and started their career in finance in 2001. Dan had worked at 1 firm and has passed the Series 99TO, SIE, Series 52, Series 53 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2001 - July 7, 2021
SANDERLIN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 10/17/2000
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SANDERLIN SECURITIES, LLC
CRD#: 104442 / SEC#: , 8-52906
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
Red Flags
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