Shannon S. Taji

MAN INVESTMENTS

New York, NY 10105

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CRD#: 4281621

Professional summary

Shannon Stuart Blair Taji, who also goes by Shannon Stuart Blair Miss, Shannon Stuart Blair, is a registered financial professional currently at MAN INVESTMENTS INC. located in New York, New York.

Shannon is registered as a RR (Registered Representative) and started their career in finance in 2000. Shannon has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Shannon Stuart Blair Miss | Shannon Stuart Blair

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shannon Stuart Blair Taji's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2025 - Present

MAN INVESTMENTS INC.

Office #1: 1345 Avenue Of The Americas 21st Floor, New York, NY 10105

CRD#: 15770

New York, NY

Past

December 4, 2018 - May 21, 2025

COMPASS SECURITIES CORPORATION

CRD#: 16168

NEWPORT, RI

Past

November 17, 2009 - December 31, 2014

FIDUCIARY CONSULTING GROUP, LLC

RIA

CRD#: 147804

SWANNANOA, NC

Past

April 5, 2002 - December 31, 2011

RETIREMENT ALLIANCE, INC.

RIA

CRD#: 111488

MANCHESTER, NH

Past

November 1, 2000 - September 18, 2001

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(6/16/2025)

Maine
(6/16/2025)

Massachusetts
(6/16/2025)

New Hampshire
(6/16/2025)

New York
(6/16/2025)

Rhode Island
(6/16/2025)

Vermont
(6/16/2025)

Exams

State Security Law Exam

Series 63

Date: 4/26/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/5/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/4/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/31/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

MAN INVESTMENTS INC.

CRD#: 15770 / SEC#: , 8-32575

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1345 Avenue Of The Americas 21st Floor, New York, NY 10105

Mailing Address

1345 Avenue Of The Americas 21st Floor, New York, NY 10105

Phone number

(212) 649-6600

Established

New York since 07/12/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MAN INVESTMENTS HOLDINGS INC.	SHAREHOLDER
HEISKELL, GROVER LEE III	VICE PRESIDENT AND DIRECTOR	2886606
KILLARD, MICHELLE AMY	FINOP	6582751
LE GALL, NADINE	CHIEF COMPLIANCE OFFICER	4358239
PHILLIPS, MEAGAN PEARL SMOODY	PRESIDENT AND DIRECTOR	5862754

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Shannon S. Taji

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shannon Stuart Blair Taji's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS SECURITIES CORPORATION

FIDUCIARY CONSULTING GROUP, LLC

RETIREMENT ALLIANCE, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/26/2019

Series 65

Date: 4/5/2002

Series 7TO

Date: 12/4/2018

SIE

Date: 10/26/2018

Series 6

Date: 10/31/2000

FINRA

Current Firm

MAN INVESTMENTS INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MAN INVESTMENTS INC.

TRUST BUT VERIFY

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