Gary G. Blom

BLOM & HOWELL FINANCIAL PLANNING

Modesto, CA 95350

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CRD#: 4281554

Professional summary

Gary George Blom, who also goes by Gary G Blom, is a registered financial advisor currently at BLOM & HOWELL FINANCIAL PLANNING, INC. located in Modesto, California.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Gary has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gary G Blom

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GARY & SHARILYN BLOM - RESIDENTIAL REAL ESTATE - RENTAL OF RESIDENTIAL HOME - SAME ADDRESS - NO BUSINESS NAME - NOT INVEST RELATED - START 8/2018 - ZERO HRS/MO, ZERO HRS DURING TRADING HRS; SELF EMPLOYED INSURANCE AGENT - INSURANCE SALES - NOT INVEST RELATED - SAME ADDRESS - START 8/2018 - 12 HR/MO - SAME DURING TRADING HRS - LTC, TERM, ANNUITIES AND INDEX LIFE INSURANCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary George Blom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2021 - Present

BLOM & HOWELL FINANCIAL PLANNING, INC.

Office #1: 3340 Tully Rd. Ste. B4, Modesto, CA 95350

RIA

CRD#: 311830

Modesto, CA

Past

July 26, 2018 - March 31, 2021

SCF INVESTMENT ADVISORS, INC.

RIA

CRD#: 123608

MODESTO, CA

Past

July 26, 2018 - March 31, 2021

SCF SECURITIES, INC.

CRD#: 47275

MODESTO, CA

Past

November 3, 2009 - August 7, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

MODESTO, CA

Past

November 2, 2009 - August 7, 2018

LPL FINANCIAL LLC

CRD#: 6413

MODESTO, CA

Past

March 9, 2001 - November 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MODESTO, CA

Past

November 9, 2000 - November 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MODESTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLOM & HOWELL FINANCIAL PLANNING, INC.

CRD#: 311830 / SEC#: 801-123684

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

California

Registered Investment Advisory firm - (5/13/2022 Terminated)

Idaho

Registered Investment Advisory firm - (4/13/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/18/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/8/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/10/2013

General Securities Principal Examination

Current Firm

BLOM & HOWELL FINANCIAL PLANNING, INC.

CRD#: 311830 / SEC#: 801-123684

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

California

Registered Investment Advisory firm - (5/13/2022 Terminated)

Idaho

Registered Investment Advisory firm - (4/13/2022 Terminated)

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Contact information

Main Address

3340 Tully Rd. Ste. B4, Modesto, CA 95350

Mailing Address

Phone number

(209) 857-5207

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLOM & HOWELL FINANCIAL PLANNING ADV PART 2A (3/26/2025)

BLOM & HOWELL FINANCIAL PLANNING ADV PART 2A APPENDIX 1 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	924
AUM (Assets Under Management)	$ 143,765,079

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary G. Blom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary George Blom's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCF INVESTMENT ADVISORS, INC.

SCF SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BLOM & HOWELL FINANCIAL PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/18/2000

SIE

Date: 10/1/2018

Series 7

Date: 11/8/2000

Series 24

Date: 7/10/2013

Current Firm

BLOM & HOWELL FINANCIAL PLANNING, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLOM & HOWELL FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

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