Brian P. O'connell

MARQUIS WEALTH MANAGEMENT GROUP

Fort Myers, FL 33919

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CRD#: 4281534

Professional summary

Brian P O'connell, CFP® is a registered financial advisor currently at MARQUIS WEALTH MANAGEMENT GROUP located in Fort Myers, Florida.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brian has worked at 4 firms and has passed the Series 63, Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian P O'connell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

August 25, 2008 - Present

MARQUIS WEALTH MANAGEMENT GROUP

Office #1: 6208 Whiskey Creek Drive, Fort Myers, FL 33919

RIA

CRD#: 116604

Fort Myers, FL

Past

October 7, 2004 - August 4, 2008

PRIVATE CAPITAL MANAGEMENT, LP

RIA

CRD#: 104672

NAPLES, FL

Past

February 20, 2003 - August 4, 2008

CARNES CAPITAL CORPORATION

CRD#: 16187

NAPLES, FL

Past

November 15, 2000 - December 17, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARQUIS WEALTH MANAGEMENT GROUP

MARQUIS WEALTH MANAGEMENT GROUP | THE MARQUIS WEALTH MANAGEMENT GROUP | MNS FINANCIAL MANAGEMENT | MNS FINANCIAL MANAGEMENT, L.L.C.

CRD#: 116604 / SEC#: 801-60851

RIA

Registered Investment Advisory firm - (1/15/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/25/2008)

IAR

Texas
(8/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/19/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/5/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/30/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/14/2000

General Securities Representative Examination

Current Firm

MARQUIS WEALTH MANAGEMENT GROUP

MARQUIS WEALTH MANAGEMENT GROUP | THE MARQUIS WEALTH MANAGEMENT GROUP | MNS FINANCIAL MANAGEMENT | MNS FINANCIAL MANAGEMENT, L.L.C.

CRD#: 116604 / SEC#: 801-60851

RIA

Registered Investment Advisory firm - (1/15/2002 Approved)

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Contact information

Main Address

6208 Whiskey Creek Drive, Fort Myers, FL 33919

Mailing Address

Phone number

(239) 454-1117

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,007
AUM (Assets Under Management)	$ 431,462,723

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
07/25/2024	Cover Page	Report
12/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian P. O'connell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian P O'connell's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CAPITAL MANAGEMENT, LP

CARNES CAPITAL CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MARQUIS WEALTH MANAGEMENT GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 5/19/2005

Series 65

Date: 10/5/2004

Series 66

Date: 4/30/2001

Series 7

Date: 11/14/2000

Current Firm

MARQUIS WEALTH MANAGEMENT GROUP

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MARQUIS WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

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