Marshall P. Bolden

CAPSOUTH WEALTH MANAGEMENT

Dothan, AL 36301

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CRD#: 4281528

Professional summary

Marshall Paul Bolden, who also goes by Marshall P Bolden, is a registered financial advisor currently at CAPSOUTH WEALTH MANAGEMENT located in Dothan, Alabama.

Marshall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Marshall has worked at 5 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marshall P Bolden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

J&M Properties LLC. Investment related. 301 S Orange Ave, Dothan, AL 36301. Initially held a piece of real estate; that property was sold but company financed the sell so that a mortgage loan is now owned. Member & co-owner. LLC started 03/2009. 1 hour per month to handle J&M business; no time devoted to J&M during trading hours. Maintenance of financial records is primary responsibility.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marshall Paul Bolden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2004 - Present

CAPSOUTH WEALTH MANAGEMENT

Office #1: 1750 W Main Street, Dothan, AL 36301

RIA

CRD#: 132517

Dothan, AL

Past

September 20, 2004 - May 2, 2011

NBC SECURITIES, INC.

CRD#: 17870

DOTHAN, AL

Past

June 20, 2002 - October 6, 2004

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

DOTHAN, AL

Past

June 15, 2002 - October 6, 2004

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

August 29, 2001 - June 20, 2002

CAPTRUST FINANCIAL ADVISORS, LLC

RIA

CRD#: 41727

DOTHAN , AL

Past

April 10, 2001 - June 15, 2002

CAPTRUST FINANCIAL ADVISORS, LLC

CRD#: 41727

CHARLOTTE, NC

Past

October 26, 2000 - November 2, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPSOUTH WEALTH MANAGEMENT

CAPSOUTH PARTNERS, INC. | CAPTRUST PARTNERS | CAPTRUST FINANCIAL ADVISORS, INC. | CAPSOUTH WEALTH MANAGEMENT

CRD#: 132517 / SEC#: 801-63509

RIA

Registered Investment Advisory firm - (9/10/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(10/6/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/8/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/25/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/30/2004

General Securities Principal Examination

Current Firm

CAPSOUTH WEALTH MANAGEMENT

CAPSOUTH PARTNERS, INC. | CAPTRUST PARTNERS | CAPTRUST FINANCIAL ADVISORS, INC. | CAPSOUTH WEALTH MANAGEMENT

CRD#: 132517 / SEC#: 801-63509

RIA

Registered Investment Advisory firm - (9/10/2004 Approved)

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Contact information

Main Address

2216 W. Main Street, Dothan, AL 36301

Mailing Address

Phone number

(334) 673-8600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPSOUTH PARTNERS, INC. DISCLOSURE BROCHURE PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,509
AUM (Assets Under Management)	$ 884,373,284

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Marshall P. Bolden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marshall Paul Bolden's CRS (Customer Relationship Summary).

Certified licenses

Experience

NBC SECURITIES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CAPTRUST FINANCIAL ADVISORS, LLC

CAPTRUST FINANCIAL ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CAPSOUTH WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 8/8/2001

Series 7

Date: 10/25/2000

Series 24

Date: 11/30/2004

Current Firm

CAPSOUTH WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPSOUTH WEALTH MANAGEMENT

TRUST BUT VERIFY

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