R. Scott Chalmers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
R. Scott Chalmers, who also goes by Ronald Scott Chalmers, Scott Chalmers, was a registered financial professional .
R. Scott is a previously registered financial professional and started their career in finance in 2000. R. Scott had worked at 2 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2008 - July 1, 2020
INTELLIGENT CAPITALWORKS
November 27, 2000 - November 17, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 22, 2000 - November 17, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
INTELLIGENT CAPITALWORKS
CRD#: 135081 / SEC#: 801-64460
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTELLIGENT CAPITALWORKS
CRD#: 135081 / SEC#: 801-64460
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 332 |
| AUM (Assets Under Management) | $ 355,700,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
