KK
Kevin A. Konkal
VALIC FINANCIAL ADVISORS
ADDISON, TX 75001
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CRD#: 4281488
KK
Professional summary
Kevin Arthur Konkal is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Addison, Texas.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Kevin has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DALLAS FELLOWS POSITION: mentor, friend NATURE: Our focus is on developing leadership skills in ourselves, and passing them on to college students based on the person and teachings of Jesus of Nazareth. We engage young people in a focused, two month exploration of their unique purpose and vocational path. Each intern will hopefully see and learn how to live a completed life of faith--integrating work, family, and community. The internship is designed to demonstrate, and teach young people to live out their faith while becoming leaders in their families, communities, marriages and professions. We emphasize that all work is sacred, while recognizing that leadership in these areas is too often disconnected from faith and values. Our hope as friends is not only to continue to learn ourselves, but to show the interns that all areas of life require faith, and to see Jesus as the Greatest teacher and model in every domain of life. An active daily interaction between each other and community of families and friends is essential to learning. We arrange an apprenticeship style of learning, which requires a serious commitment on the part of each intern, as well as the mentors and the community of adults dedicated to engaging them in an ongoing dialog. The fellows are exposed to leadership modeled for them on a daily basis. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: none, none TX 75246, United States DESCRIPTION: Each year in January we get together and decide if we want to continue to do this. If so,we all review applications that come to us by word of mouth, and then we interview candidates. we select and invite the interns usually 6-8 per summer. during the summer, I spend a few hours a week as a mentor to one intern, and join all of them for a house dinner weekly. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Arthur Konkal's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kevin Arthur Konkal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2007 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 15305 Dallas Parkway 12th Floor, Addison, TX 75001Office #2: 15305 Dallas Parkway 12th Floor, Addison, TX 75001RIA
BD
CRD#: 42803
ADDISON, TX
Current
November 13, 2000 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 15305 Dallas Parkway 12th Floor, Addison, TX 75001Office #2: 15305 Dallas Parkway 12th Floor, Addison, TX 75001RIA
BD
CRD#: 42803
ADDISON, TX
Past
November 13, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(5/24/2012)
IAR
District of Columbia(6/1/2012)
RR
Florida(8/8/2013)
IAR
Florida(8/9/2013)
RR
Kansas(9/30/2011)
IAR
Kansas(10/11/2011)
RR
Maryland(11/13/2000)
IAR
Maryland(6/22/2007)
RR
Massachusetts(7/1/2021)
IAR
Massachusetts(12/9/2021)
RR
Nevada(9/30/2011)
IAR
Nevada(10/6/2011)
RR
New Jersey(8/4/2015)
IAR
New Jersey(8/6/2015)
RR
Oklahoma(4/21/2017)
IAR
Oklahoma(4/24/2017)
IAR
Pennsylvania(11/4/2015)
RR
Pennsylvania(12/1/2015)
RR
Tennessee(8/1/2024)
RR
Texas(1/16/2008)
IAR
Texas(9/7/2012)
RR
Virginia(9/17/2013)
IAR
Virginia(9/17/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
