Brian S. Solik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian S Solik was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2000. Brian had worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2019 - October 12, 2019
SPECIALIZED ADVISORS
August 10, 2017 - January 24, 2019
SECURE INVESTMENT MANAGEMENT, LLC
March 11, 2014 - July 26, 2017
REDHAWK WEALTH ADVISORS, INC.
October 26, 2012 - March 12, 2014
INTEGRITY ALLIANCE, LLC.
October 26, 2012 - March 12, 2014
INTEGRITY ALLIANCE, LLC.
July 27, 2009 - October 31, 2012
WORLD INVESTMENTS, LLC
July 27, 2009 - October 31, 2012
WORLD INVESTMENTS, LLC
April 16, 2004 - July 30, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 9, 2000 - July 30, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SPECIALIZED ADVISORS
CRD#: 299308 / SEC#: 801-114303
Contact information
Red Flags
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