Richard D. Casper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Daniel William Casper, who also goes by Dick Casper, Richard Daniel Casper, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1972. Richard had worked at 13 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 1992 - October 26, 1992
STRATEGIC RESOURCE MANAGEMENT, INC.
April 2, 1992 - May 8, 1992
CHATFIELD DEAN & CO., INC.
September 22, 1986 - December 11, 1987
J. W. GANT & ASSOCIATES, INC.
May 30, 1985 - July 26, 1986
SECURITIES USA, INC.
August 10, 1984 - July 19, 1985
NIELSON AND CLARK INC.
July 27, 1984 - August 10, 1984
WALFORD, DEMARET & CO., INC.
August 13, 1982 - October 30, 1985
CHESLEY AND DUNN, INC.
January 25, 1982 - February 25, 1982
INTERNATIONAL SECURITIES, INC.
August 3, 1977 - September 14, 1981
J DANIEL BELL & COMPANY, INC.
October 19, 1976 - July 19, 1978
MOUNTAIN PACIFIC INVESTMENT CO.
August 8, 1974 - October 4, 1976
INSTITUTIONAL SECURITIES OF COLORADO, INC.
March 20, 1973 - September 9, 1974
MOUNTAIN PACIFIC INVESTMENT CO.
March 15, 1973 - April 19, 1973
UNITED SECURITIES COMPANY OF AMERICA
February 15, 1972 - May 9, 1973
J SHAPIRO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/16/1968
Registered Representative ExaminationCurrent Firm
STRATEGIC RESOURCE MANAGEMENT, INC.
CRD#: 28974 / SEC#: , 8-44031
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
