Laura M. White
Professional summary
Laura Michele White, who also goes by Laura Michele Amond, Laura Michele Phillips, Laura White, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Westlake, Texas.
Laura is registered as a RR (Registered Representative) and started their career in finance in 2007. Laura has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laura Michele White's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2023 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: Two Destiny Way, Westlake, TX 76262December 2, 2020 - August 16, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 14, 2019 - August 13, 2021
FIDELITY BROKERAGE SERVICES LLC
February 22, 2019 - April 24, 2019
VALIC FINANCIAL ADVISORS, INC.
October 17, 2017 - April 24, 2019
VALIC FINANCIAL ADVISORS, INC.
August 6, 2014 - October 16, 2017
TD AMERITRADE, INC.
March 13, 2014 - June 6, 2014
TD AMERITRADE CLEARING, INC.
February 25, 2014 - June 6, 2014
TD AMERITRADE, INC.
February 27, 2012 - August 31, 2012
NATIONAL FINANCIAL SERVICES LLC
January 1, 2008 - October 23, 2009
FIDELITY BROKERAGE SERVICES LLC
March 21, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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