Andrea N. Frazer

TCI WEALTH ADVISORS

Denver, CO 80202

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CRD#: 4280850

Professional summary

Andrea N Frazer, CFP®, who also goes by Andrea N Archer, Andrea Nicole Archer, Andrea Archer, Andrea N Frazer, is a registered financial advisor currently at TCI WEALTH ADVISORS, INC. located in Denver, Colorado.

Andrea is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Andrea has worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrea N Archer | Andrea Nicole Archer | Andrea Archer | Andrea N Frazer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea N Frazer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 25, 2024 - Present

TCI WEALTH ADVISORS, INC.

Office #1: 1401 17th Street Suite 330, Denver, CO 80202

RIA

CRD#: 107373

Denver, CO

Past

April 23, 2003 - November 15, 2013

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ENGLEWOOD, CO

Past

December 21, 2000 - November 15, 2013

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TCI WEALTH ADVISORS, INC.

CRD#: 107373 / SEC#: 801-37083

RIA

Registered Investment Advisory firm - (8/30/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/16/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/10/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/20/2000

General Securities Representative Examination

Current Firm

TCI WEALTH ADVISORS, INC.

CRD#: 107373 / SEC#: 801-37083

RIA

Registered Investment Advisory firm - (8/30/1990 Approved)

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Contact information

Main Address

4011 East Sunrise Drive, Tucson, AZ 85718

Mailing Address

Phone number

(520) 733-1477

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	11,010
AUM (Assets Under Management)	$ 4,527,183,704

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/08/2025	Cover Page	Report
08/23/2024	Cover Page	Report
10/30/2023	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrea N. Frazer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea N Frazer's CRS (Customer Relationship Summary).

Certified licenses

Experience

TCI WEALTH ADVISORS, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

TCI WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/16/2003

Series 63

Date: 1/10/2001

Series 7

Date: 12/20/2000

Current Firm

TCI WEALTH ADVISORS, INC.

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TCI WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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