John R. Smith
Professional summary
John Robert Smith JR, who also goes by John Smith, is a registered financial advisor currently at OPTIMIST CAPITAL located in Palm Beach Gardens, Florida.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1968. John has worked at 6 firms and has passed the Series 65, Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Robert Smith JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 24, 2020 - Present
OPTIMIST CAPITAL
Office #1: 2401 Pga Blvd Suite 148, Palm Beach Gardens, FL 33410March 15, 2016 - June 30, 2020
LOWRY CAPITAL MANAGEMENT CORPORATION
January 17, 1992 - December 31, 2007
MUTUAL SERVICE CORPORATION
March 31, 1989 - December 31, 2007
MUTUAL SERVICE CORPORATION
March 6, 1978 - December 2, 1989
HERZOG, HEINE, GEDULD, LLC
November 16, 1976 - March 31, 1989
LOWRY FINANCIAL SERVICES CORPORATION
June 10, 1968 - August 6, 1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/24/2020)
Exams
Series 1
Date: 6/7/1968
Registered Representative ExaminationSeries 40
Date: 9/11/1976
Registered Principal ExaminationCurrent Firm
OPTIMIST CAPITAL
CRD#: 292023 / SEC#: 801-112387
Contact information
Regulatory assets under management
| Total Number of Accounts | 72 |
| AUM (Assets Under Management) | $ 88,701,965 |
Red Flags
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