Brad L. Orr

ORR, BRAD L.

Casper, WY 82609

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CRD#: 4280782

Professional summary

Brad Lee Orr is a registered financial advisor currently at ORR, BRAD L. located in Casper, Wyoming.

Brad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Brad has worked at 2 firms and has passed the Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Lee Orr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2018 - Present

ORR, BRAD L.

Office #1: 5830 E. 2nd Street, Casper, WY 82609

RIA

CRD#: 140093

Casper, WY

Past

April 25, 2001 - February 24, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

CASPER, WY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wyoming
(1/24/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/5/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/23/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/2/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/21/2003

General Securities Sales Supervisor - Options Module Examination

Current Firm

ORR, BRAD L.

IN TOUCH FINANCIAL MANAGEMENT LLC | ORR, BRAD LEE | ORR, BRAD L.

CRD#: 140093 / SEC#: 801-66486

RIA

Registered Investment Advisory firm - (4/6/2018 Terminated)

Wyoming

Registered Investment Advisory firm - (8/31/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5830 E. 2nd Street, Casper, WY 82609

Mailing Address

Phone number

(307) 262-4450

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	126
AUM (Assets Under Management)	$ 21,459,261

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brad L. Orr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Lee Orr's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORR, BRAD L.

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/5/2001

Series 7

Date: 4/23/2001

Series 10

Date: 10/2/2003

Series 9

Date: 6/21/2003

Current Firm

ORR, BRAD L.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ORR, BRAD L.

TRUST BUT VERIFY

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