BB
Bradley W. Books
KESTRA ADVISORY SERVICES
SPRINGFIELD, IL 62704
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CRD#: 4280750
BB
Professional summary
Bradley Wayne Books is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Springfield, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Springfield, Illinois.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Bradley has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Ahh Yoga, Inc. Investment Related: No Address: 1051 Wabash Avenue Springfield IL 62704 Nature of Business: Other Other/None of the Above Yoga & Personal training. Position, Title or Relationship: Corporate Secretary & Corporate Treasurer of this business. Start Date: 9/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I will assist with the bookkeeping, corporate recording, and preparing information for tax preparation by company's CPA. Business Name: Capital Blue Print Investment Related: No Address: 1313 South First Street Springfield IL 62704 Nature of Business: Other Other/None of the Above none of above Position, Title or Relationship: Minority Partner, Corporate Secretary Start Date: 9/1/2008 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: I'm one of four partners that assists with any aspect of the business. This is my family business and I'm involved with client service, marketing efforts, general business planning and management, etc. Business Name: CJK Charitable Foundation, Ltd. Investment Related: No Address: 2609 montega drive springfield IL 62704 Nature of Business: Other Other/None of the Above I am one of 4 board members that coordinate, organize and host the golf outing. Position, Title or Relationship: President Start Date: 8/15/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I am one of 4 board members that coordinate, organize and host the golf outing. together we plan, organize and operate every aspect of the annual golf outing. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: National Investment Advisors. Inc. Investment Related: Yes Address: 2609 Montega Drive Springfield IL 62704 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Other,This is the partnership between John Ross and Todd Hamerlinck that acts as the DBA for business conducted for NFP Advisors Services. I am not paid by National Investment Advisors, only an independent contractor relationship to hold office space and am compensated through NFP. Start Date: 1/1/2013 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Other,This is the partnership between John Ross and Todd Hamerlinck that acts as the DBA for business conducted for NFP Advisors Services. I am not paid by National Investment Advisors, only an independent contractor relationship to hold office space and am compensated through NFP. Business Name: BRADLEY BOOKS & BETSY LINK (RENTAL PROPERTY) POS: Joint Owner NOB: Real Estate INV REL: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 01/26/2024 ADDRESS: 4134 N. 78th Way, Scottsdale AZ 85251 DESC: Standard landlord activities
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Wayne Books's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2609 Montega Dr., Springfield, IL 62704RIA
CRD#: 283330
SPRINGFIELD, IL
Current
April 17, 2003 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2609 Montega Dr., Springfield, IL 62704BD
CRD#: 42046
Springfield, IL
Past
June 14, 2004 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
BRIDGEPORT, CT
Past
April 23, 2001 - April 25, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
SPRINGFIELD, IL
Past
February 13, 2001 - April 25, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/12/2020)
RR
Arizona(5/26/2010)
RR
Arkansas(12/12/2013)
RR
California(3/5/2015)
RR
Colorado(3/11/2005)
RR
Florida(5/31/2023)
RR
Georgia(1/7/2020)
RR
Illinois(4/17/2003)
IAR
Illinois(4/19/2016)
RR
Indiana(7/22/2024)
RR
Mississippi(6/5/2024)
RR
Missouri(5/1/2003)
RR
New Mexico(1/8/2020)
RR
South Dakota(10/2/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
