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Danielle S. August

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CRD#: 4280583
DA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Danielle Stacy August was a registered financial professional .

Danielle is a previously registered financial professional and started their career in finance in 2000. Danielle had worked at 1 firm and has passed the Series 21 and Series 25 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 10, 2000 - July 9, 2007

LABRANCHE & CO. LLC

BD
CRD#: 32661
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 21
Date: 5/23/2000
NYSE Front Line Specialist Clerk
General Industry/Product Exam
RR
Series 25
Date: 7/20/1999
NYSE Trading Assistant Examination

Current Firm

L&
LABRANCHE & CO. LLC
LABRANCHE & CO. | LABRANCHE & CO. LLC

CRD#: 32661 / SEC#: , 8-18978

BD
Terminated by SEC on 03/19/2011
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 06/30/2000
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
LABRANCHE & CO INC.SOLE MEMBER
BURKE, WILLIAM JOSEPH IIIMANAGING DIRECTOR OF OPERATIONS848502
COLONNA, SALVATORE ANTHONYDEPUTY CHIEF COMPLIANCE OFFICER1844342
HAYWARD, ALFRED OWEN JRCEO,EXECUTIVE VICE PRESIDENT
KING, TARA LYNNCHIEF COMPLIANCE OFFICER
LABRANCHE, GEORGE MICHAEL IVCHAIRMAN, & SENIOR MANAGING DIRECTOR
MCLAUGHLIN, THOMAS GCHIEF OPERATING OFFICER
MIRRO, GERARD ANTHONYCHIEF FINANCIAL OFFICER4334937

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LABRANCHE & CO. LLC

CRD#: 32661

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