Guy Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Guy Miller, who also goes by Guy M Miller, Guy Matthew Miller, was a registered financial professional .
Guy is a previously registered financial professional and started their career in finance in 2000. Guy had worked at 7 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2017 - September 22, 2025
CITADEL SECURITIES LLC
August 17, 2017 - September 22, 2025
CITADEL SECURITIES INSTITUTIONAL LLC
March 31, 2015 - June 19, 2017
JANE STREET OPTIONS, LLC
July 31, 2014 - February 17, 2015
JANE STREET MARKETS, LLC
July 31, 2014 - June 19, 2017
JANE STREET EXECUTION SERVICES, LLC
February 9, 2010 - June 19, 2017
JANE STREET CAPITAL, LLC
December 6, 2000 - January 25, 2010
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
