Mark C. Pallack

HARVEST INVESTMENT CONSULTANTS LLC

HUNT VALLEY, MD 21030

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CRD#: 4280367

Professional summary

Mark Christian Pallack is a registered financial advisor currently at HARVEST INVESTMENT CONSULTANTS LLC located in Hunt Valley, Maryland.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mark has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Brokering outside insurance products through Harvest Insurance, Inc. Insurance products are non-investment related. Harvest Insurance is located at 4 North Park Drive, Suite 510 Hunt Valley, MD 21030

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Christian Pallack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2017 - Present

HARVEST INVESTMENT CONSULTANTS LLC

Office #1: 4 North Park Drive Ste 510, Hunt Valley, MD 21030

RIA

CRD#: 110258

HUNT VALLEY, MD

Past

February 1, 2017 - September 18, 2017

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

TIMONIUM, MD

Past

January 30, 2008 - September 18, 2017

NYLIFE SECURITIES LLC

CRD#: 5167

TIMONIUM, MD

Past

May 17, 2001 - January 15, 2008

NEW ENGLAND SECURITIES

CRD#: 615

HUNT VALLEY, MD

Past

March 2, 2001 - June 11, 2001

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARVEST INVESTMENT CONSULTANTS LLC

HARVEST INVESTMENT CONSULTANTS INC | HARVEST INVESTMENT CONSULTANTS LLC

CRD#: 110258 / SEC#: 801-31445

RIA

Registered Investment Advisory firm - (2/19/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(10/3/2017)

IAR

Florida
(5/18/2018)

IAR

Maryland
(10/3/2017)

IAR

North Carolina
(10/3/2017)

IAR

Pennsylvania
(10/3/2017)

IAR

South Carolina
(10/3/2017)

IAR

Texas
(10/3/2017)

IAR

Virginia
(10/3/2017)

IAR

West Virginia
(10/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/11/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/1/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HARVEST INVESTMENT CONSULTANTS LLC

HARVEST INVESTMENT CONSULTANTS INC | HARVEST INVESTMENT CONSULTANTS LLC

CRD#: 110258 / SEC#: 801-31445

RIA

Registered Investment Advisory firm - (2/19/1988 Approved)

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Contact information

Main Address

4 North Park Drive Ste 510, Hunt Valley, MD 21030

Mailing Address

Phone number

(410) 561-9040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HARVEST INVESTMENT CONSULTANTS, LLC ADV PART 2A (9/16/2025)

Regulatory assets under management

Total Number of Accounts	1,046
AUM (Assets Under Management)	$ 491,645,013

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark C. Pallack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Christian Pallack's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

NEW ENGLAND SECURITIES

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

HARVEST INVESTMENT CONSULTANTS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/2017

Series 63

Date: 4/11/2016

SIE

Date: 9/18/2017

Series 6

Date: 3/1/2001

Current Firm

HARVEST INVESTMENT CONSULTANTS LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARVEST INVESTMENT CONSULTANTS LLC

TRUST BUT VERIFY

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