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Michael Brannon

Some features on this profile are disabled
CRD#: 4280335
MB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Brannon, who also goes by Michael K Brannon, Michael K. Brannon, Michael Keith Brannon, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael K Brannon | Michael K. Brannon | Michael Keith Brannon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 3, 2026 - May 12, 2026

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Denver, CO
Past

February 3, 2026 - May 12, 2026

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Denver, CO
Past

August 28, 2024 - April 30, 2025

EDELMAN FINANCIAL ENGINES

RIA
CRD#: 104510
DENVER, CO
Past

June 1, 2020 - June 30, 2022

LPL FINANCIAL LLC

RIA
CRD#: 6413
GOLDEN, CO
Past

June 1, 2020 - June 30, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
GOLDEN, CO
Past

September 11, 2017 - June 1, 2020

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
Broomfield, CO
Past

September 8, 2017 - June 1, 2020

CUSO FINANCIAL SERVICES, L.P.

RIA
CRD#: 42132
Broomfield, CO
Past

June 17, 2016 - February 3, 2017

BANCWEST INVESTMENT SERVICES, INC.

RIA
CRD#: 29357
EVERGREEN, CO
Past

June 17, 2016 - February 3, 2017

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
EVERGREEN, CO
Past

August 7, 2014 - July 28, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
GOLDEN, CO
Past

July 2, 2014 - July 28, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
GOLDEN, CO
Past

January 30, 2007 - December 7, 2012

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
DENVER, CO
Past

May 5, 2006 - December 12, 2006

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
DENVER, CO
Past

August 28, 2001 - December 10, 2002

TOUCHSTONE SECURITIES, LLC

BD
CRD#: 1526
CINCINNATI, OH
Past

November 30, 2000 - March 26, 2001

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

November 30, 2000 - April 3, 2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/31/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/17/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/8/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/4/2006
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524

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