Brent D. Hoppe

GUARDIAN WEALTH STRATEGIES

Minneapols, MN 55426

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CRD#: 4280247

Professional summary

Brent Dean Hoppe is a registered financial advisor currently at GUARDIAN WEALTH STRATEGIES, LLC located in Minneapols, Minnesota.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brent has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Guardian Insurance Solutions, LLC; investment related; Minneapolis, MN; Insurance agency; indirect owner; start date 12/2013; Less than 0% of time. Guardian Tax L.L.C.; non-investment related; Minneapolis, MN; Tax company; indirect owner; 10% of time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Dean Hoppe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2014 - Present

GUARDIAN WEALTH STRATEGIES, LLC

Office #1: 6465 Wayzata Blvd Ste 230, Minneapols, MN 55426

RIA

CRD#: 167485

Minneapols, MN

Past

February 27, 2006 - September 24, 2007

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

BLOOMINGTON, MN

Past

February 14, 2006 - February 14, 2006

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

BLOOMINGTON, MN

Past

August 17, 2001 - September 24, 2007

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

BLOOMINGTON, MN

Past

November 9, 2000 - July 3, 2001

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUARDIAN WEALTH STRATEGIES, LLC

CRD#: 167485 / SEC#: 801-107034

RIA

Registered Investment Advisory firm - (1/4/2016 Approved)

Minnesota

Registered Investment Advisory firm - (1/7/2016 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/7/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/8/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/8/2000

General Securities Representative Examination

Current Firm

GUARDIAN WEALTH STRATEGIES, LLC

CRD#: 167485 / SEC#: 801-107034

RIA

Registered Investment Advisory firm - (1/4/2016 Approved)

Minnesota

Registered Investment Advisory firm - (1/7/2016 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/7/2016 Terminated)

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Contact information

Main Address

6465 Wayzata Blvd Ste 230, Minneapols, MN 55426

Mailing Address

Phone number

(952) 746-1746

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM PART ADV2A AND 2B (1/14/2025)

Regulatory assets under management

Total Number of Accounts	4,004
AUM (Assets Under Management)	$ 944,052,553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brent D. Hoppe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Dean Hoppe's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

GUARDIAN WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2005

Series 63

Date: 12/8/2000

Series 7

Date: 11/8/2000

Current Firm

GUARDIAN WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUARDIAN WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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