Keri A. Alcos

STRATEGIC INCOME GROUP

Peoria, AZ 85382

Some features on this profile are disabled

CRD#: 4280235

Professional summary

Keri Ann Alcos, who also goes by Keri Ann Lawson, is a registered financial advisor currently at STRATEGIC INCOME GROUP LLC located in Peoria, Arizona.

Keri is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Keri has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keri Ann Lawson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keri Ann Alcos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2022 - Present

STRATEGIC INCOME GROUP LLC

Office #1: 20542 N. Lake Pleasant Rd., #119, Peoria, AZ 85382

RIA

CRD#: 165839

Peoria, AZ

Past

June 20, 2018 - February 9, 2021

THEMONEYMD.COM, LLC

RIA

CRD#: 288761

Peoria, AZ

Past

September 7, 2016 - August 18, 2017

KINGDOM FINANCIAL GROUP, LLC

RIA

CRD#: 155676

PEORIA, AZ

Past

March 16, 2015 - May 20, 2016

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

PHOENIX, AZ

Past

February 23, 2015 - May 20, 2016

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

PHOENIX, AZ

Past

February 20, 2015 - May 20, 2016

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

Past

June 12, 2014 - January 29, 2015

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

SCOTTSDALE, AZ

Past

May 27, 2014 - January 29, 2015

ONEAMERICA SECURITIES, INC.

CRD#: 4173

SCOTTSDALE, AZ

Past

February 16, 2010 - March 13, 2014

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

PHOENIX, AZ

Past

February 9, 2010 - March 13, 2014

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

PHOENIX, AZ

Past

June 1, 2009 - February 4, 2010

MORGAN STANLEY

RIA

CRD#: 149777

SCOTTSDALE, AZ

Past

June 1, 2009 - February 4, 2010

MORGAN STANLEY

CRD#: 149777

SCOTTSDALE, AZ

Past

May 17, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SCOTTSDALE, AZ

Past

May 3, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SCOTTSDALE, AZ

Past

August 16, 2006 - April 28, 2007

HARTFORD FUNDS DISTRIBUTORS, LLC

RIA

CRD#: 45995

SCOTTSDALE, AZ

Past

August 16, 2006 - April 28, 2007

HARTFORD FUNDS DISTRIBUTORS, LLC

CRD#: 45995

WAYNE, PA

Past

August 15, 2006 - April 28, 2007

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

SCOTTSDALE, AZ

Past

June 5, 2006 - July 20, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SCOTTSDALE, AZ

Past

September 27, 2005 - July 20, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

SCOTTSDALE, AZ

Past

July 16, 2004 - September 1, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

December 4, 2001 - March 17, 2004

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC INCOME GROUP LLC

CRD#: 165839 / SEC#: 801-108752

RIA

Registered Investment Advisory firm - (12/12/2016 Approved)

Arizona

Registered Investment Advisory firm - (12/23/2016 Terminated)

California

Registered Investment Advisory firm - (1/22/2017 Terminated)

Colorado

Registered Investment Advisory firm - (12/30/2016 Terminated)

Texas

Registered Investment Advisory firm - (12/23/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/2/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/3/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STRATEGIC INCOME GROUP LLC

CRD#: 165839 / SEC#: 801-108752

RIA

Registered Investment Advisory firm - (12/12/2016 Approved)

Arizona

Registered Investment Advisory firm - (12/23/2016 Terminated)

California

Registered Investment Advisory firm - (1/22/2017 Terminated)

Colorado

Registered Investment Advisory firm - (12/30/2016 Terminated)

Texas

Registered Investment Advisory firm - (12/23/2016 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2330 W. Ray Road Suite 3, Chandler, AZ 85224

Mailing Address

Phone number

(480) 466-7070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIG - ADV PART 2A FIRM BROCHURE (7/7/2025)

Regulatory assets under management

Total Number of Accounts	1,165
AUM (Assets Under Management)	$ 354,914,578

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/27/2026	Cover Page	Report
12/17/2024	Cover Page	Report
01/24/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

Justin Kauffman

CETERA INVESTMENT ADVISERS LLC

IAR

Phoenix, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Keri A. Alcos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keri Ann Alcos's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC INCOME GROUP LLC

THEMONEYMD.COM, LLC

KINGDOM FINANCIAL GROUP, LLC

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

HARTFORD FUNDS DISTRIBUTORS, LLC

HARTFORD FUNDS DISTRIBUTORS, LLC

HIMCO DISTRIBUTION SERVICES COMPANY

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

PACIFIC SELECT DISTRIBUTORS, LLC

Primary Firm SEC Registration

STRATEGIC INCOME GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2006

Series 63

Date: 3/2/2005

SIE

Date: 5/20/2016

Series 7

Date: 9/1/2004

Series 6

Date: 12/3/2001

Current Firm

STRATEGIC INCOME GROUP LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC INCOME GROUP LLC

TRUST BUT VERIFY

Similar Advisors