Bruce A. Vinci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Anthony Vinci was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 2000. Bruce had worked at 9 firms and has passed the Series 63, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2010 - December 31, 2012
BATTENKILL CAPITAL MANAGEMENT, INC.
January 5, 2009 - August 31, 2010
TD PRIME SERVICES LLC
July 24, 2007 - January 7, 2009
BATTENKILL CAPITAL, INC.
November 13, 2006 - August 2, 2007
INTEGRA SECURITIES CORP.
December 16, 2005 - November 30, 2006
FIMAT PREFERRED LLC
May 3, 2002 - December 21, 2005
PRIME EXECUTIONS, INC.
November 27, 2001 - May 9, 2002
LABRANCHE FINANCIAL SERVICES, LLC
February 26, 2001 - May 1, 2002
LL PARTNERS, INC.
November 2, 2000 - February 20, 2001
ON-SITE TRADING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 7/11/2001
NYSE Trading Assistant ExaminationCurrent Firm
BATTENKILL CAPITAL MANAGEMENT, INC.
CRD#: 153815 / SEC#: 801-71439
Contact information
Red Flags
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