Kristi L. Haas
Professional summary
Kristi Lynn Haas, who also goes by Kristi Lynn Iatauro, Kristi Lynn Latauro, is a registered financial professional currently at BGC FINANCIAL, L.P. located in New York, New York and GFI SECURITIES LLC located in New York, New York.
Kristi is registered as a RR (Registered Representative) and started their career in finance in 2000. Kristi has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristi Lynn Haas's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2002 - Present
BGC FINANCIAL, L.P.
Office #1: 55 Water Street 10th Floor, New York, NY 10004Office #2: 331 Newman Springs Rd Building 3, Red Bank, NJ 07701April 22, 2021 - Present
GFI SECURITIES LLC
Office #1: 55 Water Street 10th Floor, New York, NY 10041October 30, 2020 - July 13, 2021
SUNRISE BROKERS LLC
September 22, 2016 - October 28, 2020
MINT BROKERS
October 29, 2015 - October 28, 2020
GFI SECURITIES LLC
June 26, 2006 - November 26, 2008
MINT BROKERS
April 18, 2001 - May 15, 2002
A.B. WATLEY, INC.
December 7, 2000 - February 21, 2001
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/27/2021)
(8/2/2019)
(6/23/2021)
(1/16/2007)
(2/8/2007)
(2/6/2019)
(8/16/2021)
(5/22/2002)
(11/22/2021)
(9/29/2021)
(9/21/2021)
(5/19/2023)
(11/30/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/13/2002
Limited Representative-Equity Trader ExamCboe BZX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
GFI SECURITIES LLC
CRD#: 19982 / SEC#: , 8-43548
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFINET INC. | SOLE MEMBER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | PRINCIPAL | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 30 |
Red Flags
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