Yoonjun J. Choi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yoonjun Jennifer Choi, who also goes by Yoonjun Jennifer Lee, was a registered financial professional .
Yoonjun is a previously registered financial professional and started their career in finance in 2001. Yoonjun had worked at 3 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2004 - June 28, 2017
RUANE, CUNNIFF & GOLDFARB LLC
December 2, 2002 - April 29, 2003
WORLDCO, L.L.C.
February 27, 2001 - November 29, 2002
NH INVESTMENT & SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 55
Date: 2/25/2002
Limited Representative-Equity Trader ExamCurrent Firm
RUANE, CUNNIFF & GOLDFARB LLC
CRD#: 130062 / SEC#: , 8-14702
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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