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Yoonjun Jennifer Choi

CRD# 4280136·Registered 2001 - 2017
Previously Registered: Being a previously registered professional could mean that Yoonjun is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Yoonjun Jennifer Choi, who also goes by Yoonjun Jennifer Lee, was a registered financial advisor. Yoonjun was a previously registered financial professional and started their career in finance 2001 - 2017. Yoonjun had worked at 3 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Yoonjun Jennifer Lee

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

RUANE, CUNNIFF & GOLDFARB LLC·CRD# 130062
BD
New York, NY
February 9, 2004 - June 28, 2017
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
December 2, 2002 - April 29, 2003
NH INVESTMENT & SECURITIES AMERICA, INC.·CRD# 30660
BD
New York, NY
February 27, 2001 - November 29, 2002

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Current Firm

RC
RUANE, CUNNIFF & GOLDFARB LLC

RUANE CUNNIFF, LLC | RUANE, CUNNIFF & GOLDFARB LLC

CRD#: 130062 / SEC#: 8-14702
BD
Terminated by SEC on 02/21/2020

Contact Information

Established

Delaware since 12/03/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
RUANE, CUNNIFF & GOLDFARB INC.PARENT—
DENNIS, PATRICK LEWISFINOP6583737
SLOYER, MICHAEL NGENERAL COUNSEL & CCO5489166
VALENTI, MICHAEL CHRISTOPHERCEO & PRESIDENT2821021

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2017About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2002

Series 7 — General Securities Representative Examination

Passed Jan 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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