David Hurtares

GAMMA SECURITIES

San Juan, PR 00901

Some features on this profile are disabled

CRD#: 4279613

Professional summary

David Hurtares is a registered financial professional currently at GAMMA SECURITIES, LLC located in San Juan, .

David is registered as a RR (Registered Representative) and started their career in finance in 2001. David has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Hurtares's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2025 - Present

GAMMA SECURITIES, LLC

Office #1: 500 Calle De La Tanca Suite 305 Ochoa Building, San Juan, PR 00901

CRD#: 298341

San Juan, PR

Past

July 18, 2023 - October 21, 2024

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

July 27, 2022 - July 28, 2023

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

Past

December 14, 2017 - August 2, 2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

NEW YORK, NY

Past

December 20, 2005 - December 4, 2017

FREIMARK BLAIR & COMPANY, INC.

CRD#: 13079

UPPER SADDLE RIVER, NJ

Past

June 7, 2005 - December 19, 2005

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

January 1, 2004 - February 22, 2005

JEFFERIES BACHE SECURITIES, LLC

CRD#: 127733

NEW YORK, NY

Past

August 10, 2001 - January 1, 2004

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/10/2025)

New Jersey
(7/28/2025)

New York
(4/10/2025)

Puerto Rico
(4/10/2025)

Exams

State Security Law Exam

Series 63

Date: 10/3/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/9/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GAMMA SECURITIES, LLC

GAMMA SECURITIES, INC. | GAMMA SECURITIES, LLC

CRD#: 298341 / SEC#: , 8-70195

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

500 Calle De La Tanca Suite 305 Ochoa Building, San Juan, PR 00901

Mailing Address

500 Calle De La Tanca Suite 305 Ochoa Building, San Juan, PR 00901

Phone number

(787) 957-3260

Established

Puerto Rico since 06/25/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GAMMA INTERNATIONAL BANK, INC	OWNER
DE JESUS CARMONA, MARIA EUGENIA	FINOP	7379892
GALARZA-SOSA, DAVID	CHIEF COMPLIANCE OFFICER/AMLCO	5221334
TRONCOSO ACEBAL, MANUEL PELAYO	CHIEF EXECUTIVE OFFICER/PRESIDENT	6230010

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Teddy Nganga

VANGUARD MARKETING CORPORATION

Scottsdale, AZ

Kyle Jones

COOPER MCMANUS

IAR

Culver City, CA

Eric Schaefer

EVERMAY WEALTH MANAGEMENT, LLC

IAR

ARLINGTON, VA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David Hurtares

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Hurtares's CRS (Customer Relationship Summary).

Certified licenses

Experience

BNP PARIBAS SECURITIES CORP.

MIZUHO SECURITIES USA LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

FREIMARK BLAIR & COMPANY, INC.

HAPOALIM SECURITIES USA, INC.

JEFFERIES BACHE SECURITIES, LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/3/2001

SIE

Date: 10/1/2018

Series 7

Date: 8/9/2001

FINRA

Current Firm

GAMMA SECURITIES, LLC

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GAMMA SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors