Raana Hasnat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raana Hasnat was a registered financial professional .
Raana is a previously registered financial professional and started their career in finance in 2000. Raana had worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2017 - July 11, 2019
USA ASSET MANAGEMENT, LLC
November 8, 2013 - December 31, 2016
USA ASSET MANAGEMENT, LLC
July 7, 2011 - December 8, 2011
ARQUE CAPITAL, LTD.
May 5, 2010 - November 15, 2010
ARQUE CAPITAL, LTD.
May 3, 2010 - December 8, 2011
ARQUE CAPITAL, LTD.
September 12, 2007 - May 3, 2010
EMPIRE SECURITIES CORPORATION
August 28, 2007 - May 3, 2010
EMPIRE SECURITIES CORPORATION
December 27, 2000 - October 27, 2005
CITIGROUP GLOBAL MARKETS INC.
October 16, 2000 - October 27, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USA ASSET MANAGEMENT, LLC
CRD#: 130946 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 198 |
| AUM (Assets Under Management) | $ 31,703,026 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
