John A. Vasiliadis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Alex Vasiliadis was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2002. John had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2007 - April 2, 2008
QUANTUM SECURITIES, INC.
April 25, 2006 - September 5, 2006
OBSIDIAN FINANCIAL GROUP, LLC
August 25, 2005 - April 26, 2006
AMERIFINANCIAL
April 14, 2004 - September 2, 2005
QUANTUM SECURITIES, INC.
September 26, 2002 - April 20, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 1, 2002 - September 20, 2002
FLORIDA DISCOUNT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUANTUM SECURITIES, INC.
CRD#: 130224 / SEC#: , 8-66316
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1ST CAPITAL LENDING, LLC | OWNER | |
| WILSON, ROBERT JOSEPH | CFO AND CCO | 1611118 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
