Aditi D. Deeg

INCAPITAL DISTRIBUTORS LLC

Delray Beach, FL 33483

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CRD#: 4279152

Professional summary

Aditi Davare Deeg, who also goes by Aditi Ashok Davare, is a registered financial professional currently at INCAPITAL DISTRIBUTORS LLC located in Delray Beach, Florida and INSPEREX LLC located in Delray Beach, Florida.

Aditi is registered as a RR (Registered Representative) and started their career in finance in 2000. Aditi has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Aditi Ashok Davare

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aditi Davare Deeg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2023 - Present

INCAPITAL DISTRIBUTORS LLC

Office #1: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483

CRD#: 156622

Delray Beach, FL

Current

February 28, 2023 - Present

INSPEREX LLC

Office #1: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483

CRD#: 101420

Delray Beach, FL

Past

August 16, 2001 - April 20, 2004

J.P. MORGAN CLEARING CORP.

CRD#: 28432

BROOKLYN, NY

Past

August 16, 2001 - April 20, 2004

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

April 4, 2001 - July 18, 2001

PALOMA SECURITIES L.L.C.

CRD#: 24234

GREENWICH, CT

Past

April 4, 2001 - July 18, 2001

AMARANTH SECURITIES L.L.C.

CRD#: 42887

GREENWICH, CT

Past

November 17, 2000 - March 28, 2001

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/29/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 3/21/2024

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 3/21/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 2/27/2023

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

INSPEREX LLC

CRD#: 101420 / SEC#: , 8-52081

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

25 Se 4th Avenue Suite 400, Delray Beach, FL 33483

Mailing Address

233 South Wacker Drive Suite 4400, Chicago, IL 60606

Phone number

(312) 379-3700

Established

Delaware since 09/01/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
INSPEREX HOLDINGS LLC	MEMBER: VOTING
BUSSCHER, ARNOLD BRADLEY	CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL	2213934
CARRELS, CHRISTINE ANN	CHIEF MARKETING OFFICER	6651750
DEEG, ADITI DAVARE	CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP	4279152
ELLIOTT, LAURA SUE	PRESIDENT	2125558
MITCHELL, SCOTT ALEXANDER	CHIEF EXECUTIVE OFFICER	4717597
NICHOLSON, MARSHALL ALLEN	HEAD OF STRATEGIC INITIATIVES	4585471
PAPAGIANNIS, JAMES JOHN	CHIEF COMPLIANCE OFFICER & AMLCO	2449960
RHODES, DERYK TREVOR	HEAD OF WEALTH MANAGEMENT SOLUTIONS	4157411
TOLAR, JOHN M	HEAD OF FIXED INCOME SALES & TRADING	3075402

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Aditi D. Deeg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aditi Davare Deeg's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSPEREX LLC

J.P. MORGAN CLEARING CORP.

J.P. MORGAN SECURITIES LLC

PALOMA SECURITIES L.L.C.

AMARANTH SECURITIES L.L.C.

BANC OF AMERICA SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/29/2001

Series 99TO

Date: 3/21/2024

SIE

Date: 3/21/2024

Series 7

Date: 11/16/2000

Series 27

Date: 2/27/2023

FINRA

Current Firm

INSPEREX LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INSPEREX LLC

TRUST BUT VERIFY

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