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Vincent G Maffucci

CADIA PRIVATE CLIENT
PARSIPPANY, NJ
·CRD# 4279019·13 years experience

Professional Summary

Vincent G Maffucci is a registered financial advisor currently at CADIA PRIVATE CLIENT LLC located in Parsippany, New Jersey. Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Vincent has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

CADIA PRIVATE CLIENT LLC·CRD# 337400
RIA
1 Gatehall Drive Suite 307, Parsippany, NJ 07054
September 9, 2025 - Present
PRIVATE ADVISOR GROUP, LLC·CRD# 155216
RIA
Parsippany, NJ
October 19, 2018 - November 6, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Upper Montclair, NJ
June 7, 2013 - October 23, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Upper Montclair, NJ
May 3, 2013 - October 23, 2018

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Current Firm

CP
CADIA PRIVATE CLIENT LLC

CADIA PRIVATE CLIENT LLC | CADIA PRIVATE CLIENT, LLC

CRD#: 337400 / SEC#: 801-134227
RIA
Registered Investment Advisory firm - SEC (8/28/2025 Approved)

Contact Information

Main Address

1 Gatehall Drive Suite 307, Parsippany, NJ 07054

Phone Number

(973) 993-6300

# of Employees

3

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CADIA PRIVATE CLIENT LLC DISCLOSURE BROCHURE (2/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

487

AUM (Assets Under Management)

$192,533,399

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Cadia Benefits LLC; Not investment-related; Same address; Licensed Insurance Agent; Insurance sales; Implementation of insurance recommendations; Approx. 5% of time during the month.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CADIA PRIVATE CLIENT LLC

CADIA PRIVATE CLIENT LLC | CADIA PRIVATE CLIENT, LLC

CRD#: 337400 / SEC#: 801-134227
RIA
Registered Investment Advisory firm - SEC (8/28/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
New Jersey
(9/17/2025)
IAR
Texas
(9/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2013About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2013About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Vincent G Maffucci's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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