Vincent G. Maffucci

CADIA PRIVATE CLIENT LLC

PARSIPPANY, NJ 07054

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CRD#: 4279019

Professional summary

Vincent G Maffucci is a registered financial advisor currently at CADIA PRIVATE CLIENT LLC located in Parsippany, New Jersey.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Vincent has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent G Maffucci's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2025 - Present

CADIA PRIVATE CLIENT LLC

Office #1: 1 Gatehall Drive Suite 307, Parsippany, NJ 07054

RIA

CRD#: 337400

PARSIPPANY, NJ

Past

October 19, 2018 - November 6, 2025

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

Parsippany, NJ

Past

June 7, 2013 - October 23, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

UPPER MONTCLAIR, NJ

Past

May 3, 2013 - October 23, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

UPPER MONTCLAIR, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CADIA PRIVATE CLIENT LLC

CADIA PRIVATE CLIENT LLC | CADIA PRIVATE CLIENT, LLC

CRD#: 337400 / SEC#: 801-134227

RIA

Registered Investment Advisory firm - (8/28/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/17/2025)

IAR

Texas
(9/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/4/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2013

General Securities Representative Examination

Current Firm

CADIA PRIVATE CLIENT LLC

CADIA PRIVATE CLIENT LLC | CADIA PRIVATE CLIENT, LLC

CRD#: 337400 / SEC#: 801-134227

RIA

Registered Investment Advisory firm - (8/28/2025 Approved)

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Contact information

Main Address

1 Gatehall Drive Suite 307, Parsippany, NJ 07054

Mailing Address

Phone number

(973) 993-6300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CADIA PRIVATE CLIENT LLC DISCLOSURE BROCHURE (12/22/2025)

Regulatory assets under management

Total Number of Accounts	480
AUM (Assets Under Management)	$ 187,224,831

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vincent G. Maffucci

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent G Maffucci's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADIA PRIVATE CLIENT LLC

PRIVATE ADVISOR GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CADIA PRIVATE CLIENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/4/2013

SIE

Date: 10/1/2018

Series 7

Date: 5/2/2013

Current Firm

CADIA PRIVATE CLIENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CADIA PRIVATE CLIENT LLC

TRUST BUT VERIFY

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