Jack C. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Clark Smith JR was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1972. Jack had worked at 10 firms and has passed the Series 65, Series 63, Series 1, Series 27, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2010 - December 31, 2019
JACK CLARK SMITH LLC
August 14, 1998 - June 11, 2010
TORREY PINES SECURITIES, INC.
January 4, 1988 - June 11, 2010
TORREY PINES SECURITIES, INC.
November 4, 1985 - December 9, 1987
LA JOLLA HOLDINGS, INC.
May 23, 1980 - March 4, 1986
LA JOLLA SECURITIES, INC.
September 11, 1979 - June 23, 1980
SAN DIEGO SECURITIES INCORPORATED
September 13, 1977 - June 1, 1978
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
April 24, 1975 - February 27, 1976
BACHE & CO., INCORPORATED
July 6, 1972 - May 29, 1975
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/22/1972
Registered Representative ExaminationSeries 40
Date: 9/18/1976
Registered Principal ExaminationCurrent Firm
JACK CLARK SMITH LLC
CRD#: 154264 / SEC#:
Contact information
Red Flags
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